单选题 With respect to the management of a fund to an index or an expected mandate, which of the following statements is a recommended procedure for compliance with Standards of Professional Conduct relating to suitability?
A. Formulate an investment policy statement for the client.
B. Regularly compare client constraints with capital market expectations to arrive at an appropriate asset allocation.
C. Invest in a manner consistent with the stated mandates.

【正确答案】 C
【答案解析】[解析] 制定投资策略说明书和周期性的回顾来建立合适的资产配置,都是当管理单个客户资产时所需要遵守的适合性条款所推荐的做法。如果管理的是共同基金(客户资产的集合),该基金是跟踪一个特定的指数或有特定要求,则需要严格根据所设定的要求来进行管理,此时并不需要考虑客户的投资目的和限制等信息。