单选题

Tibor Figeczky, CFA, is an equity trader at Global Investment Bank (GB), Figeczky traded the bank's investment portfolio profitably for the past three years and earned significant bonuses for his efforts. Subsequently, internal auditors of GB formally accused Figeczky of exceeding his trading authority and engaging in unauthorized trades. According to the CFA Institute Code of Ethics and Standards of Professional Conduct, Figeczky should most likely:

A、 disclose the complaint to the CFA Institute.
B、 refuse further bonuses until the issue is resolved.
C、 request a temporary suspension of his CFA Institute membership.

【正确答案】 A

【答案解析】

A is correct, as members and candidates must self-disclose on the annual Professional Conduct Statement all matters that question their professional conduct, such as involvement in civil litigation or a criminal investigation or being the subject of a written complaint.