问答题 What is a novel? I say: an invented story. At the same time a story which, though invented, has the power to ring true. True to what? True to life as the reader knows life to be or, it may be, feels life to be. And I mean the adult, the grown-up reader. Such a reader has outgrown fairy tales, and we do not want the fantastic and the impossible. So I say to you that a novel must stand up to the adult tests of reality. You may say: "If one wants truth, why not go to the literally true book? Biography or documentary, these amazing accounts of amazing experiences which people have." Yes, but I am suggesting to you that there is a distinction between truth and so-called reality. What these people write in their accounts of happenings is not confining itself to what happened. The novel does not simply recount experience; it adds to experience. I hope you will see what I mean. It is not news at all, not anything sensational or spectacular. And here comes in what is the actual livening spark of the novel: the novelist's imagination has a power of its own. It does not merely invent, it perceives. It intensifies, therefore it gives power, extra importance, greater truth and greater inner reality to what may well be ordinary and everyday things. So much is art—the art that, in common with poetry, drama, painting, and music, does, we all know, enter into the novel. But not less and absolutely joined with the art is craft, and craft—craftsmanship—is absolutely and surely an essential for the writing of a novel. I have said the novel is a story. It is the story aspect that I am talking about first and now, and the craft of the novelist does lie first of all in story telling. Would you or I, as readers, be drawn into a novel if our interest was not pegged to the personalities and outlooks and the actions of the people whom we encounter inside the story? They are the attractive elements in the book. This being so, which comes first actually into the mind of the novelist when he begins to work: the people, or character, or the plot? Do not think it strange when I say that the plot comes first. The actual idea or outline of a book is there—the possibilities of a situation—and then the novelist thinks, "what would be the kind of person who would perform such an action? What would be the other kind of person who would react in a particular way?" I think to myself "I need a proud man," or "I need a woman so idiotically romantic in temperament that she will do unwise things." or "I need perhaps an almost excessively innocent or ignorant young person." In that sense the characters are called into existence by the demands of the plot; but I do not want you to feel that the characters are merely invented to formula. That is not so at a11. Their existence having begun, they take into themselves a most extraordinary and imperative reality. And their relation with plot is a dual one because, though to an extent the demands of the plot control them, the plot also serves to give them force and purpose. And, because of the plot, those characters are so shown and so brought into action that as little as possible of them shall go to waste. The people, the characters in a novel, must carry with them into the book their own kind of inevitability. We are conscious when we meet the people involved in a story that they have something within them which will probably take them towards some inevitable fate or end. If that inevitability breaks down—if the characters are compelled by the author to do what we instinctively know they would not do—then I think we feel that there is a flaw in the reality of the novel.
【正确答案】小说是什么?我说:小说是臆造的故事。但是,故事虽然是臆造的,却又能令人感到真实可信。真实于什么?真实于读者所了解的生活,或者,也可能真实于读者感到该是什么样子的生活。我所说的读者是指成年读者。这样的读者已经超过了喜爱神话故事的年龄,我们也不要荒诞不经、现实中不可能发生的故事。所以我认为,一本小说必须经得起成年人的现实感的考验。 你也许会说:“如果读者要的是真实,为什么不去阅读记述真人真事的书籍呢?为什么不去阅读传记或纪实作品,阅读人们神奇经历的神奇描述呢?”这话问得对,但是我要提醒你,真实与所谓的现实是有区别的。小说不限于写真正发生的事情。小说不只是叙述人们的经历而已,它还要在经历之外添加一些什么。我希望你们能领会我的意思。小说决不是新闻报道,它所写的不是什么耸人听闻或引人注目的事情。这就牵涉到小说究竞如何会感奋读者的问题:小说家的想象力具有一种独特的力量。这种想象力不仅仅能创造,而是能洞见。它是一种强化剂,因此,哪怕是普通的、日常的事情,一经想象渲染,也就具有了力量,变得更加重要、更加真实、更富于内在的现实性。 这就是艺术,进入小说的艺术——与诗歌、戏剧、绘画和音乐所需要的艺术没有什么不同,这一点我们大家都知道。但是,其重要性不亚于艺术、并与艺术紧密相连的还有技巧,而且若讲到写小说,不容置疑,技巧是绝对不能缺少的。我说过小说就是故事。我现在首先要讲的正是故事这个问题,而小说家的技巧也首先在于会讲故事。 如果故事里的人物、他们的观点和行为不能引起我们浓厚兴趣的话,你我作为小说的读者会被吸引住吗?这些正是小说吸引读者的要素。 既然如此,当小说家动手写作时,首先进入他脑子里的又是什么呢?是人物、还是情节?如果我说,他首先想到的是情节,你可别感到奇怪。首先有了中心思想和故事的轮廓——情景的种种可能性,然后小说家才考虑:“该是怎样的人做出这种行为呢?对这一行动作出特定反应的又该是怎样一种人呢?”我自己就是这样考虑的:“我需要一个性格骄傲的人,”或者“我需要一个性格浪漫得近乎带傻气的女人,她会做出种种蠢事,”或者“我也许需要一个几乎可以说是过度天真或者无知的年轻人。”人物就这样由于情节的需要而产生出来。但是,我这么说并不是要你觉得人物只是根据公式制造出来的。绝对不是这样。人物一旦产生,他们就有了一种非常奇特、令人无法置疑的现实性。人物同情节的关系是双重的:因为虽然情节的需要在一定程度上决定了人物,情节也给予人物力量和目的。而且,正因为情节的安排,作者才决定该如何把人物呈现给读者,如何投入行动,绝不在他们身上浪费多余的笔墨。 小说中的人物必须带着他们各自的必然性进入作品。当我们读到一篇故事的人物时,我们会感到这些人身上具有一些多半会把他们带往某种不可避免的命运或结局的东西。如果这种必然性没有贯彻始终——如果作家强迫人物做出一些我们本能地感到他们不可能做的事情,我认为这时我们就会感到小说的真实性出现了瑕疵。
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