单选题
All of the following are violations of Standard Ⅲ (B), Fair Dealing, EXCEPT a member: A. places a trade for her discretionary accounts before placing a trade for her non-discretionary accounts. B. places a trade for the firm account before issuing a buy recommendation. C. telephones clients in distant cities the day after a buy recommendation is mailed to all clients because their mail service is later than the member's local clients.
【正确答案】
C
【答案解析】 Standard Ⅲ (B) states, "Members shall deal fairly and objectively with
all clients and prospects when providing investment analysis, making investment
recommendations, taking investment action, or in other professional activities.
" The term "fairly" implies that members should take
care not to discriminate against a client when disseminating investment
recommendations. All the responses, except for the telephoning of distant
clients (which has the effect of putting them in the same position as local
clients), describe a situation in which a client or group of clients is
receiving preferential or detrimental treatment that is unfair.