单选题 Walter Fritz, CFA, is a director of research with Hilton Brokerage and supervises all the industrial analysts at Hilton. The industrial analysts at Hilton are organized into teams according to research universe, and team leaders are responsible for the teams' training and investment decision. According to the Standards of Professional Conduct relating to responsibility of supervisor, Fritz is least likely required to:
A. delegate supervisory responsibility to the team leaders for any illegal or unethical actions.
B. instruct team leaders about methods to prevent and detect violations of laws, regulations, firm policies and the Code of Ethics and Standards of Professional Conduct.
C. make reasonable efforts to ensure that the procedures are monitored and enforced once compliance procedures are established.

【正确答案】 A
【答案解析】[解析] 作为监管者,有责任指导团队制定出防范和察觉违反法律、法规、公司政策,以及伦理道德与专业行为准则的方法,所以选项B正确。监管者也可以授权给他人,但不是一定要授权的,所以选项A错。一旦监管流程体系建立了,主管就要作出合理的努力来保证该流程的运行和实施。