The Nature of Planning—Conflict and Disputes
Land use planning (规划) is a process concerned with the determination of land uses, the general objectives of which are set out in legislation or in some document of legal or accepted standing. The nature of this process will depend in part on the objectives which it is to serve. The broad objective of the UK system is to regulate the development and use of land in the public interest.
Politics, conflict, and dispute are at the centre of land use planning. Conflict arises because of the competing demands for the use of land, because of the externality effects that arise when the use of land changes, and because of the uneven distribution of costs and benefits which results from development. If there were no conflicts, there should be no need for planning. Indeed, planning might usefully be defined as the process by which government resolves disputes about land use.
Alternative arise at every level of planning—from the highest (supranational) level to the lowest (site) level. The planning system is the machinery by which these levels of choice are managed—from plan-making to development control. Though planning systems vary among countries, they can all be analyzed in these terms. The processes involved encompass the determination of objectives, policy-making, consultation and participation, formal dispute resolution,development control, implementation, and the evaluation of outcomes.
The explicit function of the processes is to ensure that a wide variety of interests at stake are considered and that outcomes are in the general “public interest”. In reality there are very many interests that might be served. Four main groups of participants are politicians serving various levels of government, the development industry, landowners, and “the public”. The latter is highly diverse group which is achieving an increased role (not always meaningfully) by way of pressure group and public involvement. Governments usually argue that a reasonable balance is being achieved between the different interests. Critics argue that intervention through land use planning serves to maintain the dominance of particular interests. Evaluations of planning suggests that those with a property interest are more influential and get more out of the planning system, but organized interest groups and even some individuals have had success in individual cases,so the outcomes are by no means certain.
One of the reasons for the increased importance attached to planning process, and public involvement in them (apart from questions of democracy), lies in the belief that they are effective in reducing the scope for later conflict. The clearer and firmer the policy, and the wider its support, the less room there is for arguing about its application and implementation. Thus for the managers of the system efficiency is increased. But there are limits to this: there is no way that conflict can be planning away.
A central problem for the planning system is to devise a means for predicting likely future changes that may impact on the system. In fact, this is extremely difficult, and past attempts have demonstrated that there is a severe limit to prediction. This is one of the reasons why discretion (慎重) has to be built into the processes: without this, it is difficult to take account of changing circumstances. A second, more immediate reason for discretion is the impossibility of devising a process which can be applied automatically to the enormous variety of circumstances that come to light when action is being taken. Plans and other policy documents provide a reference point for what has been agreed through the planning process, and against which proposals will be measured. Professional research and analysis, together with opportunities for consultation, public participation, and formal objection and adoption by political representatives, give such documents legitimacy. But they cannot be blueprints (设计图). The implementation of a plan always differs from what is anticipated.
规划冲突与纠纷的性质
土地利用规划就是确定土地用途的过程, 其一般目标载于法律或合法、 公认的文件中。 土地利用规划的性质部分取决于其服务的目标。 英国土地利用规划制度的广泛目标是规范土地的开发利用, 维护社会公共利益。
政治、 冲突和争端是土地利用规划的核心问题。 冲突产生自土地使用需求的竞争, 土地使用发生变化造成的外部影响, 以及发展带来的成本和效益分配不均。 如果没有冲突, 就没有必要规划。 事实上, 规划可以有效地定义为政府解决土地使用纠纷的过程。
从最高(超国家) 级到最低(现场) 级的每一个规划级别都有备选方案。 规划系统是管理这些选择方案的机制——从计划制定到开发控制。 虽然各国的规划制度各不相同, 但都可以用这些术语来分析。 所涉及的过程包括确定目标、 制定政策、 协商与参与、 正式解决纠纷、 发展控制、 执行及效果评估。
这些程序的明确功能是确保考虑到各种利害关系, 并确保结果符合普遍的“公共利益” 。 在现实中, 有许多利益可能得到满足。 参与者主要包括各级政府官员、 发展产业、 土地所有者和“公众” 。 后者是高度多样化的群体, 通过压力集团和公众参与, 正发挥更大的作用(但不一定有意义) 。 政府通常声称, 土地利用规划能使不同的利益之间取得合理的平衡。 批评人士则认为, 通过土地利用规划进行干预是为了保持特定利益集团的主导地位。对规划的评估表明, 拥有地产权益的人更具影响力, 从规划体系中获益更多, 但有组织的利益集团甚至一些个人也在个别案例中取得了成功, 所以评估结果不是确定的。
规划过程及其公众参与(除民主问题外) 越来越受重视的原因之一, 在于人们相信规划过程能够有效地减少冲突发生的可能性。 政策越明确、 越坚定, 越有广泛的支持, 就越没有争论其适用和实施的空间。 从而为管理者提高了系统效率。 但也存在局限性: 再怎么规划也还是会有冲突。
规划系统的中心问题是设计一种方法来预测可能对系统产生影响的未来变化。 其实这很困难, 过去的尝试表明, 预测存在严重的局限性。 这就是规划程序必须慎重的原因之一: 没有这一点, 就很难考虑不断变化的环境。第二, 慎重的更直接原因是不可能设计出一种程序, 能自动适用于采取行动时出现的各种各样的状况。 计划和其他政策文件为规划过程中达成的协议提供了参考点, 并以此作为衡量提案的标准。 专业的研究分析, 以及咨询、公众参与、 政治代表正式反对和通过, 赋予了这些文件合法性。 但它们不是设计图。 计划的执行总是不同于预期。