单选题 A money manager, who is a member of CFA Institute, suggests during phone calls to his clients that, "I hope you will relay to your friends the great returns I earned for you this past year. " The manager had generated above average returns in the past year. Is this a violation of Standard Ⅲ (D) , Performance Presentation?
  • A. Yes, because the Standard forbids members asking their clients to say anything about how well the member has done.
  • B. No, because the request was made orally and not in writing.
  • C. Yes, because the intended message fails the test of completeness as required under the standard.
【正确答案】 C
【答案解析】Standard Ⅲ (D) requires that members communicate performance in a fair, accurate, and complete fashion, and covers both written and oral communication. Asking someone to advertise only one year's performance is unlikely to be representative since this constitutes a timeframe that is too short.