单选题 If an analyst has a policy of making an inquiry into a client's financial situation, investment experience, and investment objectives regularly, this is: A. a violation of Standard Ⅲ (E), concerning client confidentiality. B. a violation of the disclosure requirements of Standard Ⅵ (A). C. congruent with Standard Ⅲ (C) , Suitability.

【正确答案】 C

【答案解析】Standard Ⅲ (C) explicitly says that an analyst should make such inquiries and update information regularly. Client confidentiality is addressed in Standard Ⅲ (E) but that is with respect to how the analyst treats the information once it is obtained. Standard Ⅵ (A) addresses the information that an analyst must disclose to his/her employer, clients and prospects.