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特许注册金融分析师(CFA)
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美国注册管理会计师(CMA)
特许注册金融分析师(CFA)
单选题Which of the following statement best described the efficient frontier? It is the set of portfolios that has : A. the minimum risk for every level of return. B. the maximum return for each level of beta based on the capital asset pricing model. C. the maximum excess rate of return for every given level of risk.
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单选题An analyst asked an junior associate to evaluate the performance of group of mutual funds over the last 10 years
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单选题Qiang Li is primarily concerned with growing his portfolio using a balance between capital gains and reinvestment of current income. Qian Yun is primarily concerned with achieving an investment return that is no lower than the rate of inflation. Which of the following objectives is most appropriate for: Qiang Li Qian Yun A. Total return Current income B. Capital appreciation Current income C. Total return Capital preservation
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单选题An analyst gathers the following information from a company's accounting records ($ thousand):
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单选题Net income for Orrican Company for the year ended December 31, 2009 was $83000. Its accounts receivable balance at December 31, 2009 was $153000, and this balance was $75000 at December 31, 2008. The accounts payable balance at December 31, 2009 was $82000 and was $51000 at December 31, 2008. Depreciation for 2008 was $14000, and there was an unrealized gain of $16000 included in 2009 income from the change in value of trading securities. Which of the following amounts represents Orrican"s cash flow from operations for 2009?
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单选题Consider the following statements: Statement 1: "A natural monopoly exists when economies of scale are so pronounced that all of an industry's demand should be supplied by one firm. " Statement 2: "Monopoly is characterized by a single seller of a distinct product for which no good substitutes exist. " Statement 3: "Average cost pricing is a form of regulation that is intended to force monopolists to reduce output to the point where the monopolist's average total cost curve intersects its marginal cost curve. " Which of the following best describes the accuracy of these statements? Statement 1 Statement 2 Statement 3 ①A. Incorrect Correct Incorrect ②B. Correct Incorrect Correct ③C. Correct Correct Incorrect
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单选题If a normal distribution has a mean of 10 and a variance of 40, a standardized value of 0.5 corresponds to an observation value that is closest to:
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单选题A plain vanilla interest rate swap is a contract where one party pays a: A. fixed interest rate and the counterparty pays a floating rate in a different currency. B. fixed interest rate and the counterparty pays a fixed rate, both in the same currency. C. fixed interest rate and the counterparty pays a floating rate, both in the same currency.
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单选题Which of the following is the most likely result of a technological improvement in a perfectly competitive industry? A. Individual firms' supply curves shift to the left. B. The industry supply curve shifts to the right. C. The costs for individual firms increase.
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单选题An investor buys 200 shares of ABC at the market price of $100 on full margin. The initial margin requirement is 40 percent and the maintenance margin requirement is 25 percent. If the shares of stock later sold for $ 200 per share, what is the rate of return on the margin transaction?
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单选题The price value of a basis point (PVBP) of a bond is $0.75. If the yield on the bond goes up by 1 bps, the price of the bond will:
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单选题Generally speaking, when the Herfindahl-Hirschman Index (HHI) is calculated by summing the squared percentage market shares, how many largest firms data is used in a industry, supposing there is a large number of firms in the industry: A. 4 B. 10 C. 50
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单选题 某项投资在未来的回报率及其发生的概率 回报率(%) -25 15 40 概率 0.35 0.25 0.40 试根据上述信息解答问题。
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单选题There is a perpetuity of $ 500 and the interest rate is 10%. Calculate the present value of this perpetuity.
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单选题A two-tailed test of the null hypothesis that the mean of a distribution is equal to 4
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单选题An analy,st does research about fund manger performance. In an efficient stock market, a list of appropriate policies for a portfolio manager who does not have superior ability to analyze is least likely to include the: A. use of index funds. B. elimination of systematic risk. C. minimization of transaction cost.
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单选题In generating an estimate of a population parameter, a larger sample size is most likely to improve the estimators:
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单选题SF&P Corporation has created employee goodwill by retirement benefit package. An independent management consultant estimated the value of the goodwill at $3 million. In addition, SF&P recently purchased a patent that was developed by a competitor. The patent has an estimated useful life of five years. Should SF&P report the goodwill and patient on its balance sheet? goodwill patent ① yes no ② no yes ③ no no
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单选题Jimmy Casteel pays a premium of $1.60 to buy a put option with a strike price of $145. If the stock price at expiration is $128, Casteel's profit or loss from the options position is:
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单选题ConsiderapricefixingagreementbetweenSpainandItalythatrestrictscheeseproductionsuchthatmaximumeconomicprofitwillberealizedbybothcountries.Thepossibleoutcomesoftheagreementarepresentedinthetablebelow.BasedonthePrisoners'dilemmaframework,themostlikelystrategyfollowedbythetwocountrieswillbe:A.neithercountrywillincreaseoutput.B.Italywilldecreaseoutput;Spainwillproduceattheagreedlevel.C.bothcountrieswillincreaseoutput.
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