单选题A well-diversified Investor most likely prefer a portfolio with（ ）

单选题The supply of money is primarily determined by:

单选题When a firm recognizes revenue in excess of expenses on a product not covered by a warranty before cash is collected, what is the impact on the firm's assets and liabilities, ignoring taxes? Assets Liabilities ①A. Increase Increase ②B. Increase No effect ③C. No effect No effect A. ① B. ② C.③

单选题How would a stock split be reported on the statement of cash flows? A stock split would: A. be reported as a use of cash in the cash flows from financing. B. be reported as a source of cash in the cash flows from investing. C. not be reported on the statement of cash flows because it is a non-cash event.

单选题AcompanymanufacturesaluminumcansforthebeverageindustryandpreparesitsfinancialstatementsinaccordancewithIFRS.Duringitslatestfullfiscalyear,thecompanyrecordedthefollowingdata:Thetotalcostsincludedininventory(in)fortheyearareclosestto:

单选题What rate of return will an investor earn if they buy a 20-year, 10 percent annual coupon bond for $900? They plan on selling this bond at the end of five years for $951. ? Calculate the rate of return and the current yield at the end of five years. Rate of return Current yield ①A. 12.0% 10.51% ②B. 9.4% 11.00% ③C. 12.0% 11.00%

单选题Which of the following firms is most likely to have a board of directors that considers the best interest of all shareholders? A. Firms that assign a single vote to each share, but not firms with different classes of common equity with supermajority rights given to one class. B. Firms that assign a single vote to each share, and firms with different classes of common equity with supermajority rights given to one class. C. Firms with different classes of common equity with supermajority rights given to one class, but not firms that assign a single vote to each share.

单选题An options investor purchases one stock put option with the following characteristics: Type of option: put option on Hock Underlying asset: 100 shares of WalMart Exercise price: $47.50 per share Premium : $2.00 per share Expiration date : October If the expiration-day price of WalMart stock were $5000 per share, the profit/loss for the LONG put option would be:

单选题A stop-buy order is most likely placed when a trader:

单选题All of the following are required by fiduciaries under Standard Ⅲ (A) , Loyalty, Prudence, and Care, EXCEPT: A. support the sponsor's management during proxy fights. B. act solely in the interest of the ultimate beneficiaries. C. place the client's interest before the employer's interest.

单选题John, CFA, act as Liaison between Ressole Financial and DHK Inc. (an investing bank). When DHK underwrites an IPO, John routinely has DHK issue vague statements implying that the firm has cash flows, financial resources, and growth prospects that are better than is the case in reality. This action is a violation of the section of the Standards concerning:

单选题Which of the following measures of profit is most likely necessary for a firm to stay in business in the long run?

单选题Under International Financial Reporting Standards of a bank, or other financial institution, would normally use which type of balance sheet format?

单选题Which of the following obstacles to efficiency least likely leads to overproduction? A. Extemal costs. B. External benefit. C. Common resource.

单选题Issuing bonds would be classified as:

单选题Unused tax losses and credits that a company expects to use in future periods will most likely give rise to:

单选题The top-down approach of security analysis includes:

单选题The price of a good falls from $15 to $13

单选题Assume that on January 1, 2005, a 15 - year old firm with no Global Investment Performance Standards (GIPS) compliant performance history wishes to claim compliance with the GIPS standards. Which of the following accurately reflects the appropriate action for the firm to take? A. Comply with GIPS for the year beginning January 1,2004, and report nine additional years of performance history (ten total) and disclose why the earlier years are not GIPS compliant. B. Comply with the GIPS standards for the 5 - year period January 1, 2000, through December 31, 2004, and report five additional years of non - GIPS - compliant performance and disclosure of why the performance in the earlier years is not GIPS compliant. C. Comply with GIPS for the year beginning January 1,2004, and report four additional years of performance history (five total) and disclose why the earlier years are not GIPS compliant.

单选题Aborrowerisconsideringthreecompetingmortgageloanoffersfromherbank,Theamountborrowedonthemortgageis$100,000withmonthlvcompounding,TherateontheARMresetsattheendofYear3.AssumingtheARMisresetat5.500%(i.e.,theremainingbalanceontheloanwillnowberepaidwith5.500%nominalannualinterest),whichofthethreeloanswillhavethesmallestmonthlypaymentaftertherateresetattheendofYear3?