摘要
本文主要针对券商在资产管理业务中发生的大量诉讼,通过典型案例介绍,阐述了证券监管部门对于此项业务的有关规定。根据我国《民法通则》、《合同法》及《证券法》等相关法律,分析了券商资产管理业务的法律性质及保底条款的法律责任,突出论述了其中的委托代理法律关系和集合资产管理的信托法律关系,以期明确法律调整的范围,更好地促进券商对此项业务的开展。
This paper is a clarification of CSRC rules on trusteeinvestment through the analysis of a typical lawsuit case. Inaccordance with PRC Civil Law, Contract Law and SecuritiesLaw, the author illustrates the legal nature of trustee investment,legal obligations of articles on guaranteed minimal profit, legalrelation of proxy, and legal relation of trust, in particular, withan aim to revitalize trustee investment.
出处
《证券市场导报》
北大核心
2005年第4期52-55,共4页
Securities Market Herald
