摘要
对金融混业经营及其载体金融集团的监管有单一监管和功能性监管两种基本模式,两种模式并无绝对的优劣之分。从我国现实情况出发,不同监管机构相互独立而又紧密协调的功能性监管模式更为适当。目前我国相关立法对于金融监管协调机制的规定尚不充分,亟需在功能性监管的总体框架下,建立由中央银行作为牵头监管者的常设性金融监管协调机制。
Single regulation and functional regulation are the two basic regulatory models of financial institutions, none of which seems superior to the other. Under the existing circumstance in China, the functional regulatory model which allows independence as well as a close coordination among the regulators is more applicable. Currently there still lacks a legal framework governing the coordination mechanism among the financial regulators. Measures must be taken in a timely manner to set up a standing financial coordinating mechanism with the central bank standing in the core.
出处
《证券市场导报》
CSSCI
北大核心
2006年第11期22-27,共6页
Securities Market Herald
