摘要
从被风险处置证券公司的违规行为入手,归纳了我国证券公司风险控制机制缺陷的主要表现,剖析了导致缺陷的内、外部原因,提出了从四个方面入手建立我国证券公司风险控制长效机制的建议。
This paper enumerates some main performance of the deficiency of the risk control mechanism in the security companies in China, and analyzes the inner and outer reasons to course the deficiency. Some suggestions have been made to establish a long term risk control mechanism in security companies in our country from four aspects.
出处
《软科学》
CSSCI
2007年第2期102-105,共4页
Soft Science
关键词
证券公司
风险控制
security company
risk control
