摘要
本文分析了证券公司现有集合资产管理产品的运行情况,从发行类别、产品特点、券商承诺、运作效果等各方面进行综合对比分析,指出了目前集合资产管理存在的诸多问题,如法律关系定位不明确、风险量化和控制不够、总体规模不大、产品不够丰富和管理层支持力度不足等。对券商集合资产管理业务的发展方向,本文认为集合资产管理产品应该系列化、多样化,可以借鉴基金的成功模式,和证券公司的经纪业务和投资银行业务紧密结合,推出集合资产管理业务的创新品种。
This paper analyzes the presence of securities firm＇ s collective asset management business from the aspects of issue type, product characteristics, securities firm promise, operation effect etc. The results point out the existing problems with the collective asset management, such as the unclear legal relation, deficient risk management and control, small total scale, limited product types, and low management support. This paper considers that, the future development of the collective asset management lies in a systematic and diversified way. The successful module of funds can be borrowed, and connected with the brokerage and investment banking business, so as to introduce the innovative collective asset management product.
出处
《证券市场导报》
CSSCI
北大核心
2008年第11期38-47,共10页
Securities Market Herald
关键词
集舍资产管理
证券公司
资产管理
理财业务
Collective Asset Management, Securities Firms, Asset Management, Financing Business
