利益相关者参与公司治理的途径研究--基于扎根理论的雷士公司控制权之争的案例分析被引量：28

Study on the path of stakeholders involving with the corporate governance——A case study of the controlling right dispute of NVC based on the grounded theory

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摘要运用扎根理论对雷士公司控制权之争的案例进行了剖析。研究认为,在既有的法律法规框架内,关系治理可以成为现阶段利益相关者参与公司治理的重要途径。然而,作为一种需要"集体行动"方能发挥最大效用的非正式的制度安排,其作用得以发挥的前提条件是公司发生了侵害绝大多数利益相关者权益的行为,并且各利益相关者能够在短时间内协调起来形成联盟。与此同时,研究也发现,积极参与公司治理的主要是与企业具有正式契约关系的利益相关者,为此,在利益相关者参与公司治理纳入到正式制度安排时,有必要从理论上对可能参与公司治理的利益相关者进行一个科学的界定。 Based on the grounded theory,the case of the controlling right dispute of NVC is dissected.The research indicates that according to the existing framework of rules and regulations,the relation-based governance could become an important engaging path for stakeholders to participate in the corporate governance.However,as a kind of informal institutional arrangement,the relation-based governance could only exert its maximum effect by way of ＂collective action＂,and its prerequisite is that the firm happens to infringe on most stakeholders and each stakeholder could coordinate into an alliance in a short time.Meanwhile,it is also found that the stakeholders who are actively engaged in corporate governance are those who have formal contractual relation with the firm,so that,it is necessary to scientifically define the stakeholder engaging in corporate governance in theory when putting the stakeholders engaging in corporate governance into the formal government arrangement.

作者王世权牛建波

机构地区东北大学工商管理学院南开大学商学院

出处《科研管理》 CSSCI 北大核心 2009年第4期105-114,共10页 Science Research Management

基金教育部人文社科基金:“监事会的本原性质、作用机理与中国上市公司治理创新”(项目号:08JC630013) 教育部博士点基金新教师项目:“基于价值创造的利益相关者治理问题研究”(项目号:20070145072) 辽宁省社会科学规划基金项目:“基于公司治理视角的辽宁国有企业改革绩效评价与路径选择研究”(项目号:L07BJY024) 中国博士后科学基金:基于利益相关者治理的中国上市公司治理优化研究(项目号:20080431148) 国家社会科学基金项目:“产品市场竞争对公司治理有效性影响的作用机理研究”(项目号:07CJY001) 国家自然科学基金项目:“母子公司关系网络治理中子公司主导行为及网络效应研究”(项目号:70872049) 教育部人文社科基金:“高管层治理评价与优化研究-基于中国上市公司治理评价与溢价风险研究”(项目号:07JA630073)等项目的资助

关键词利益相关者公司治理扎根理论关系治理 stakeholder corporate governance grounded theory relation-based governance

分类号 F276.16 [经济管理—企业管理]

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参考文献14

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