摘要
从业务角度看,在金融危机进程中,美国投资银行的经纪业务部门和投资银行业务部门都是盈利的,但是在衍生金融交易类业务方面出现了巨大的损失,这直接导致了美国投资银行危机的形成。投资银行对衍生金融交易的内部风险管理存在缺陷、监管机构对衍生金融交易的监管缺失、基础金融产品的市场走势发生不利变化构成了美国投资银行危机形成的完整机制。
From the business view, American investment banks profited from both their broking-business sector and investmentbank sector in the crisis process, but huge losses in the financial derivatives transaction, led American investment banks to crisis straightly. The defect which existed in the internal risk management of investment banks on financial derivatives transaction, together with the absence of regulation on financial derivatives transaction from regulatory forces and the market value of basic financial products changed to wrong direction constructed the whole forming mechanism of US investment banks crisis.
出处
《区域金融研究》
2009年第9期33-35,共3页
Journal of Regional Financial Research
关键词
投资银行
业务
危机
机制
Investment Banks
Crisis
Mechanism
Business
