论金融商品交易监管发展趋势被引量：2

On the Development Trend of Financial Instruments Transaction Regulation

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摘要基于历史传统和经济政策的不同,各国证券、期货等金融商品交易监管体制存在较大差异,基本可以分为统一监管和多头监管。随着二十世纪后期混业经营的发展,传统的监管体制和监管制度受到了挑战。为了积极应对金融市场风险,提高资本市场的竞争力,一些国家不断完善立法,逐步加强金融商品交易市场的监管。总体而言,全球发展趋势主要表现为加强功能监管和集中统一监管,扩大金融监管的合作与协调,强化自律组织的监管职能。 Due to the historical tradition and economic policies of different countries, there are great differences in securities, futures and other financial transactions supervision system which can be mainly divided into unified supervision and multi-department supervision. With the development of mixed operation in the late twentieth century, the traditional supervision system has been challenged. In order to actively respond to the financial market risks and improve the capital market competitiveness, some countries perfect their legislation concussively and strengthen their supervision of financial market. Overall, it is the global development trend to strengthen the function of supervision, centralize and unify supervision, expand financial supervision Cooperation, coordination, and strengthen self-regulation organization of the regulatory functions.

作者黄爱学

机构地区北方民族大学法学院

出处《天津法学》 2012年第2期61-68,共8页 Tianjin Legal Science

基金北方民族大学校内基金项目<金融商品交易性质与监管研究>的阶段性成果项目编号:2011Y003

关键词金融商品交易监管体制监管合作与协调自律监管 financial instruments transactions supervision system supervision cooperation and coordination serf-regulation

分类号 DF438.7 [政治法律—经济法学]

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