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中国大中型工业企业研发效率研究——基于行业间R&D溢出的视角 被引量:3

The R&D Efficiency of China's Large and Medium-sized Industrial Enterprises——Form the Perspective of Inter-industry R&D Spillovers
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摘要 文章研究了研发投入对全要素生成率的影响。结论表明,近年来工业TFP增长主要源于技术进步的贡献;2002年之后技术效率反而有所恶化;R&D和人力资本都显著地促进了技术进步,但是过分技术"赶超"的思想却同时阻碍了技术效率的提高。增加基础产业的技术投入,能够促进前向R&D溢出,进而提升整个工业行业的技术效率。人力资本更多的起"同化器"的作用,促进R&D投资的效率进而提升TFP;但是文章没有发现人力资本积累作为TFP增长引擎的证据;相反,如果控制人力资本与R&D的交互项,人力资本变量与TFP之间呈显著负相关关系。 This paper investigates the effects of R&D and human capital on TFP growth.The resuhs as follnwing, firstly, the TFP growth mainly results in technical progress, while technical efficiency even deteriorated since 2002. Secondly, both R&D investment and human capital accelerate technical progress significantly, but the idea of excessive technology catching-up is bad for the improvement of technical inefficiency. Thirdly, there is a robust positive effect of upstream R&D spillovers on technical efficienc.y improvement, which means more R&D input on basic industries improves the whole industries' technical efficiency.Human capital severs as "assimilator" for imprnving efficiency of R&D and resulting in TFP growth.This paper fail to find evidence of human capital work as "TFP growth engine", however, a significant negative effect is found for human capital to TFP growth when the interact effects of human capital and R&D investment are contrnlled.
作者 夏良科
机构地区 宁波大学商学院
出处 《华东经济管理》 CSSCI 2013年第3期51-55,共5页 East China Economic Management
基金 浙江省自然科学基金项目(Y6110737) 教育部人文社科基金青年项目(12YJC790207) 宁波大学胡岚优秀博士基金项目
关键词 全要素生产率 R&D R&D溢出 人力资本 TFP: R&D R&D spillovers human capital
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