摘要
在证券交易的过程当中,由于过失人为差错所导致的错误交易难以避免并且往往会造成严重后果,作为其重要处置措施之一的证券错误交易撤销制度在我国仍处于空缺状态,而在域外已被广泛应用并渐趋成熟。证券错误交易的认定标准,作为其中的基础问题和适用前提无疑是该制度最核心的内容之一。本文基于对域外证券错误交易撤销制度中认定标准的考察和学习,针对我国目前错误交易处置制度的现状与问题,拟尝试从时间、对象、原因、表现形式、结果五个维度初步设计我国的错误交易认定标准,以期推动构建我国的证券错误交易撤销制度。
In the process of securities transaction, the occurrence of erroneous transaction caused by human error is inevitable and always has great adverse impact. As one of the important regulation,the revocation system of erroneous securities transaction has been widely used and become more mature in foreign countries but it is still vacant in our country. As one of the basic problems and applicable premise, the identified standard of erroneous transaction is undoubtedly one of the most core content of the system. Based on the investigation and study of the identified standards of erroneous securities of extraterritorial securities trading system and the present situation and problems of disposal system of erroneous trades in our country, this article tries to preliminarily design the identified standards of erroneous transaction, which contain five dimensions including the time, object, cause, manifestation and result, wishing to promote the construction of erroneous securities transaction＇s revocation system in our country.
出处
《天津商务职业学院学报》
2016年第1期92-96,共5页
Journal of Tianjin College of Commerce
关键词
证券错误交易
撤销制度
认定标准
erroneous securities transaction
the revocation system
the identified standards
