摘要
采矿权安全性是影响采矿企业投资行为的关键因素。文章聚焦采矿权安全性对企业绿色技术创新行为的影响,通过演化博弈模型和L-V模型,分析了采矿权安全性影响下,政府规制行为选择与采矿企业绿色技术创新行为的动态演化过程,进而采用2019年中国采矿权交易数据进行了仿真模拟。结果发现:①当采矿权安全性较低时,其对采矿企业的绿色技术创新具有倒逼作用,但随着研发投入的增加和研发周期的增长,企业的绿色技术创新动力不断降低。②当采矿权安全性较高时,研发投入过高或过低均难以激励采矿企业开展绿色技术创新,但是,研发投入越低,政府越倾向于采用规制策略。③当采矿权安全性处于中等状态时,企业演化稳定策略与研发投入有关,而政府的演化稳定策略为规制。④绿色技术创新增长率具有促进采矿企业绿色技术创新的作用,增长率越高,采矿企业对绿色研发投入的预期收益越高,绿色创新意愿也越强。⑤采矿权期限限制了技术影响因子的作用。受私有企业绿色技术创新的影响,只有在中型矿权中,国有企业才具备更强的创新能力和创新积极性,而在大型矿权和小型矿权中,国有企业不具备绿色技术创新优势。基于以上结论,研究认为,政府在以政策手段引导采矿企业的绿色技术创新时,应该强化绿色技术水平在矿业权竞争性出让中的作用,并结合不同规模与类型的采矿权特征深化矿业权制度改革;通过营造采矿业绿色创新环境,加强政府配套政策的协调与配合,提高多种政策的协同有效性,推动采矿业绿色技术水平的提高和生态环境保护。
The security of mining right is the key factor affecting the investment behavior of mining enterprises.Considering the influence of mining right security on the green technology innovation behavior of enterprises,an evolutionary game model and a L-V model were constructed to analyze the dynamic evolution process of government regulation and mining enterprise green technology innovation under the influence of mining right security.And then,the 2019 mining right transaction data was used to develop simulation analysis.The results showed that:①When mining right security was relatively low,it had an adverse effect on the green technology innovation of mining enterprises.However,with the increased R&D investment expenditure and the extension of R&D cycle,the innovation impetus of enterprises was constantly decreasing.②When mining right security was high,low or high R&D investment expenditure was struggling to encourage mining enterprises to carry out green technology innovation.The lower R&D investment was,the more likely the government was to regulate.③When mining right security was in a medium state,the evolution stability strategy of enterprises was related to R&D investment,and regulation was always the government’s stability strategy.④The growth rate of green technology innovation could realize the improvement of green technology innovation of mining enterprises.The higher the growth rate of R&D was,the more expected return of mining enterprises on green R&D investment was,and the stronger the willingness of green innovation was.⑤Influenced by the innovation of private mining right enterprises,state-owned enterprises had higher access to innovative resources and higher enthusiasm for innovation than private enterprises in the medium-sized mining right,while the state-owned mining right enterprises did not have this advantage in the large-scale mining right and the small-scale mining right.Thus,this paper suggests that if the government tries to guide the mining enterprises to carry out green technology innovation by regulations and policies,the role of green technology level should be strengthened in the competitive transfer of mining rights,and the characteristis of mining right should be considered in the reform of mining right system,then the green innovation environment for mining industry should be created,the coordination and cooperation of government supporting policies should be intensified to improve the level of green technology innovation and environmental protection.
作者
王艳
于立宏
WANG Yan;YU Lihong(School of Business,East China University of Science and Technology,Shanghai 200237,China)
出处
《中国人口·资源与环境》
CSSCI
CSCD
北大核心
2021年第4期96-107,共12页
China Population,Resources and Environment
基金
国家自然科学基金面上项目“双重负外部性下战略性资源企业技术升级的激励机制与政策体系研究”(批准号:71773029)。
关键词
采矿权安全性
政府规制
绿色技术创新
security of mining right
government regulation
green technology innovation
