摘要
在金钱债权强制执行过程中,人民法院对被执行人责任财产的调查和查封、冻结一般采取形式判断规则。股权作为一类无形财产,根据公司法规定有多种权利外观,最高人民法院关于股权执行的司法解释相应采取了多元化判断标准,一方面扩大了可以冻结的股权范围,有利于提升执行效率;另一方面通过案外人异议和异议之诉对实际股权人给予救济,以平衡各方利益。在判断能否排除执行时,需要结合公司法等实体法规定的股权权属认定标准,并综合考量公司内部登记和外部登记各自的效力范围、申请执行人合理的信赖利益等因素,进行类型化的分析和裁量。
In the process of enforcement of pecuniary claims,the enforcement court generally adopts the rules of formal judgement in the investigation and control of the responsible property of the executor.Equity,as a kind of intangible property,has a variety of right appearance according to the company law.The judicial interpretation of the Supreme Court on the execution of equity accordingly adopts diversified judgement criteria.On the one hand,it enlarges the scope of the equity that can be frozen,which is helpful to enhance the efficiency of the execution and is in line with the principle of the separation of the trial and execution and the provisions of the substantive law.On the other hand,it provides the relief to the actual equity holders through the objections of the outsiders and the claims of objections to balance the interests of all parties.In judging whether the execution can be excluded,it is necessary to combine the criteria for determining the ownership of equity shares stipulated in the company law and other substantive laws,and take into account the respective scope of effectiveness of the company's internal and external registrations,the applicant's reasonable reliance on the interests of the executor,and other factors,to carry out a typological analysis and discreti on.
出处
《中国应用法学》
CSSCI
2023年第6期117-126,共10页
China Journal of Applied Jurisprudence
基金
2020年国家社会科学基金项目“民事执行法典化背景下对债权的执行制度研究(20CFX030)”的阶段性成果。
关键词
强制执行
形式判断
股权冻结
权利外观
多元化
enforcement
formal judgement
shareholding freeze
appearance of rights
pluralism
