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环境规制与产业转型升级:基于“十一五”减排政策的DID检验 被引量:38

The Impact of Environmental Regulation on Manufacturing Upgrading
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摘要 改革开放以来,中国经济高速增长的同时,也带来了严重的环境污染问题。"十一五"规划期间(2006-2010年),中国开始实施污染物总量控制的减排政策,并强化了地方政府的目标责任制。基于中国制造业企业数据,本文以"十一五"减排政策为准自然实验,实证研究了环境规制对产业转型升级的影响。研究发现:环境规制显著倒逼了污染密集型行业企业以每单位劳动或资本增加值提高为标志的产业转型升级,但这种倒逼效应仅体现在非国有企业,难以促进国有企业的产业转型升级。进一步的研究发现,环境规制促使的产业转型升级主要是通过全要素生产率和市场集中度提高带来的,而技术创新渠道在短期内还未观察到成效。 Since the reform and opening up,although China’s economy has maintained rapid growth,it has also brought serious environmental pollution problems.During the 11 th Five-Year Plan period(2006-2010),China began to implement emission reduction policies for controlling total pollutants,and strengthened the target responsibility system for local governments.Based on the data of China’s manufacturing enterprises,this paper selects the'Eleventh Five-Year'emission reduction policy as the quasi-natural experiment and empirically studies the impact of environmental regulation on the industrial upgrading.The research finds that environmental regulation has significantly forced the upgrading of enterprises(measured by the increase in labor or capital added value per capita)in pollution-intensive industries.However,this effect is observed only in non-state-owned enterprises compared with state-owned ones.Further research confirms that environmental regulation affects the upgrading of enterprises not through technological innovation in the short term,but through the improvement of total factor productivity as well as increase in market concentration.
作者 刘和旺 刘博涛 郑世林 LIU He-wang;LIU Bo-tao;ZHENG Shi-lin(Business School,Hubei University,Wuhan 430061,China;National School of Development,Peking University,Beijing 100871,China)
出处 《中国软科学》 CSSCI CSCD 北大核心 2019年第5期40-52,共13页 China Soft Science
基金 国家自然科学基金面上项目(71473071)"上海合作组织能源合作对中国宏观经济的影响--基于CGE数值模拟方法" "互联网基础设施对中国经济发展及公民政治参与的影响" 国家自然科学基金面上项目(71573272) 2019年湖北省教育厅重点项目<环境规制对产业转型升级的影响机制研究>
关键词 产业转型升级 环境规制 倍差法 政策效应 industrial upgrading environmental regulation difference-in-difference policy effect
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