To investigate the porosity, permeability and rock mechanics of deep shale under temperature-pressure coupling, we selected the core samples of deep shale from the Lower Silurian Longmaxi Formation in the Weirong and ...To investigate the porosity, permeability and rock mechanics of deep shale under temperature-pressure coupling, we selected the core samples of deep shale from the Lower Silurian Longmaxi Formation in the Weirong and Yongchuan areas of the Sichuan Basin for porosity and permeability experiments and a triaxial compression and sound wave integration experiment at the maximum temperature and pressure of 120 ℃ and 70 MPa. The results show that the microscopic porosity and permeability change and the macroscopic rock deformation are mutually constrained, both showing the trend of steep and then gentle variation. At the maximum temperature and pressure, the porosity reduces by 34%–71%, and the permeability decreases by 85%–97%. With the rising temperature and pressure, deep shale undergoes plastic deformation in which organic pores and clay mineral pores are compressed and microfractures are closed, and elastic deformation in which brittle mineral pores and rock skeleton particles are compacted. Compared with previous experiments under high confining pressure and normal temperature,the experiment under high temperature and high pressure coupling reveals the effect of high temperature on stress sensitivity of porosity and permeability. High temperature can increase the plasticity of the rock, intensify the compression of pores due to high confining pressure, and induce thermal stress between the rock skeleton particles, allowing the reopening of shale bedding or the creation of new fractures along weak planes such as bedding, which inhibits the decrease of permeability with the increase of temperature and confining pressure. Compared with the triaxial mechanical experiment at normal temperature, the triaxial compression experiment at high temperature and high pressure demonstrates that the compressive strength and peak strain of deep shale increase significantly due to the coupling of temperature and pressure. The compressive strength is up to 435 MPa and the peak strain exceeds 2%, indicating that high temperature is not conducive to fracture initiation and expansion by increasing rock plasticity. Lithofacies and mineral composition have great impacts on the porosity, permeability and rock mechanics of deep shale. Shales with different lithologies are different in the difficulty and extent of brittle failure. The stress-strain characteristics of rocks under actual geological conditions are key support to the optimization of reservoir stimulation program.展开更多
The 121 mining method of longwall mining first proposed in England has been widely used around the world.This method requires excavation of two mining roadways and reservation of one coal pillar to mine one working fa...The 121 mining method of longwall mining first proposed in England has been widely used around the world.This method requires excavation of two mining roadways and reservation of one coal pillar to mine one working face.Due to considerable excavation of roadway,the mining roadway is generally destroyed during coal mining.The stress concentration in the coal pillar can cause large deformation of surrounding rocks,rockbursts and other disasters,and subsequently a large volume of coal pillar resources will be wasted.To improve the coal recovery rate and reduce excavation of the mining roadway,the 111 mining method of longwall mining was proposed in the former Soviet Union based on the 121 mining method.The 111 mining method requires excavation of one mining roadway and setting one filling body to replace the coal pillar while maintaining another mining roadway to mine one working face.However,because the stress transfer structure of roadway and working face roof has not changed,the problem of stress concentration in the surrounding rocks of roadway has not been well solved.To solve the above problems,the conventional concept utilizing high-strength support to resist the mining pressure for the 121 and 111 mining methods should be updated.The idea is to utilize mining pressure and expansion characteristics of the collapsed rock mass in the goaf to automatically form roadways,avoiding roadway excavation and waste of coal pillar.Based on the basic principles of mining rock mechanics,the“equilibrium mining”theory and the“short cantilever beam”mechanical model are proposed.Key technologies,such as roof directional presplitting technology,negative Poisson’s ratio(NPR)high-prestress constant-resistance support technology,and gangue blocking support technology,are developed following the“equilibrium mining”theory.Accordingly,the 110 and N00 mining methods of an automatically formed roadway(AFR)by roof cutting and pressure releasing without pillars are proposed.The mining methods have been applied to a large number of coal mines with different overburdens,coal seam thicknesses,roof types and gases in China,realizing the integrated mode of coal mining and roadway retaining.On this basis,in view of the complex geological conditions and intelligent mining demand of coal mines,an intelligent and unmanned development direction of the“equilibrium mining”method is prospected.展开更多
In order to effectively cope with exponent increase of the complexity faced to the rock mechanics analysis problems and the large incompatibility existing between the information level required to model the rock mass ...In order to effectively cope with exponent increase of the complexity faced to the rock mechanics analysis problems and the large incompatibility existing between the information level required to model the rock mass and engineering and our obtainable information level at hand,the integrated approaches with intelligent characters are proposed. Many previous standard methods,such as precedent type analysis,rock classification,analytic method stress-based,basic numerical methods (BEM,FEM,DEM,hybrid),and their extended numerical methods (fully coupled) to be developed,can be selected respectively or integrated accordingly. It is alternative to develop basic/fully integrated system,and internet-based approaches. These novel methods can also be selected or integrated each other or with the standard methods to perform rock mechanics analysis. Some key techniques to develop these alternative methods are discussed. It may focus in future on developing fully integrated systems and internet-based approaches. Developing an environmental,virtual facility/space shall be firstly done for this collaborative research on internet.展开更多
This review aims to discuss the application and development of three-dimensional printing(3DP) technology in the field of rock mechanics and the mechanical behaviors of 3D-printed specimens on the basis of various ava...This review aims to discuss the application and development of three-dimensional printing(3DP) technology in the field of rock mechanics and the mechanical behaviors of 3D-printed specimens on the basis of various available printing materials.This review begins with a brief description of the concepts and principles associated with 3DP, and then systematically elaborates the five major applications of 3DP technology in the field of rock mechanics, namely, the preparation of rock(including pre-flawed rock) specimens, preparation of joints, preparation of geophysical models, reconstruction of complex rock structures, and performance of bridging experimental testing and numerical simulation.Meanwhile, the mechanical performance of 3D-printed specimens created using six different printing materials, such as polymers, resin,gypsum, sand, ceramics, and rock-like geological materials, is reviewed in detail.Subsequently, some improvements that can make these 3D-printed specimens close to natural rocks and some limitations of 3DP technology in the application of rock mechanics are discussed.Some prospects that are required to be investigated in the future are also proposed.Finally, a brief summary is presented.This review suggests that 3DP technology, especially when integrated with other advanced technologies, such as computed tomography scanning and 3D scanning, has great potential in rock mechanics field.展开更多
Different artificial intelligence(AI)methods have been applied to various aspects of rock mechanics,but the fact that none of these methods have been used as a standard implies that doubt as to their generality and va...Different artificial intelligence(AI)methods have been applied to various aspects of rock mechanics,but the fact that none of these methods have been used as a standard implies that doubt as to their generality and validity still exists.For this,a literature review of application of AI to the field of rock mechanics is presented.Comprehensive studies of the researches published in the top journals relative to the fields of rock mechanics,computer applications in engineering,and the textbooks were conducted.The performances of the AI methods that have been used in rock mechanics applications were evaluated.The literature review shows that AI methods have successfully been used to solve various problems in the rock mechanics field and they performed better than the traditional empirical,mathematical or statistical methods.However,their practical applicability is still an issue of concern as many of the existing AI models require some level of expertise before they can be used,because they are not in the form of tractable mathematical equations.Thus some advanced AI methods are still yet to be explored.The limited availability of dataset for the AI simulations is also identified as a major problem.The solutions to the identified problems and the possible future research focus were proposed in the study subsequently.展开更多
A more detailed set of instructions can be found in the journal’s home page at: http://www.rockgeotech.orgAims and scopeJournal of Rock Mechanics and Geotechnical Engineering (JRMGE) is a quarterly journal focused on...A more detailed set of instructions can be found in the journal’s home page at: http://www.rockgeotech.orgAims and scopeJournal of Rock Mechanics and Geotechnical Engineering (JRMGE) is a quarterly journal focused on the展开更多
A more detailed set of instructions can be found in the journal's home page at: http://www.rockgeotech.orgAims and scopeJournal of Rock Mechanics and Geotechnical
The mechanical behavior of host rock for a deep geological repository of high-level radioactive waste plays a key role in ensuring the isolation function of host rock as a natural barrier under the multi-field couplin...The mechanical behavior of host rock for a deep geological repository of high-level radioactive waste plays a key role in ensuring the isolation function of host rock as a natural barrier under the multi-field coupling environment.For a better understanding of granite in China's Beishan pre-selected area for geological disposal of high-level radioactive waste,a series of investigations were carried out on in-situ stress field of rock mass at depth,strength and deformation characteristics of rocks under different stress and temperature conditions,and rock boreability and adaptability to Tunnel Boring Machine(TBM)technology.The results indicate that Beishan granite shows typical characteristics as a hard and brittle rock with a quite low permeability,and it is favorable to geological disposal.Meanwhile,a new rock mass suitability evaluation system was proposed,and the rock mass mainly composed of Beishan granite was proven to be suitable for geological disposal.Besides,the constructability of Beishan granite at engineering scale was tested and verified through field tests in the Beishan Exploration Tunnel(BET).Here,we summarize the main outcomes of rock mechanics research on Beishan granite in the past years and introduced the current progress of Beishan underground research laboratory(URL)for geological disposal.展开更多
The mechanical behaviors of deep rocks have always posed a challenge for the implementation and safe operation of major underground engineering projects.To this end,this study modified the existing mainstream rock mec...The mechanical behaviors of deep rocks have always posed a challenge for the implementation and safe operation of major underground engineering projects.To this end,this study modified the existing mainstream rock mechanics instruments equipped with a dynamic disturbance loading system and developed a second‐generation TFD‐2000/D triaxial instrument.The first‐generation device is equipped with an independent disturbance system and an advanced EDC‐580 all‐digital servo controller,which can apply disturbing load independently,implement the function of cyclic disturbance,and combine dynamic and static disturbances.The instrument was found to be reliable for use in analyzing the damage process of rocks in the disturbance test of marbles.The second‐generation instrument tackles three limitations of the first‐generation instrument:(i)it upgrades the strain measurement system and uses extensometers with linear variable differential transformers to accurately measure deformation;(ii)it uses the self‐balanced chamber to replace the Hoek–Franklin triaxial cell and auto‐balancing triaxial pressure chamber;and(iii)the loading rod is independently equipped with an EDC‐580 all‐digital servo controller,which measures precise loads.The experimental findings confirmed that the second‐generation instrument can be used for rock mechanics testing under cyclic disturbance loading,the disturbance–stress relaxation cycle,and the creep–fatigue cycle.In this sense,the second‐generation instrument can be a useful addition to deep rock mechanical instruments and provide a valuable reference.展开更多
The existence of joints or other kinds of discontinuities has a dramatic efect on the stability of rock excavations and engineering.As a result,a great challenge in rock mass mechanics testing is to prepare rock or ro...The existence of joints or other kinds of discontinuities has a dramatic efect on the stability of rock excavations and engineering.As a result,a great challenge in rock mass mechanics testing is to prepare rock or rock-like samples with defects.In recent years,3D printing technology has become a promising tool in the feld of rock mass mechanics and engineering.This study frst reviews and discusses the research status of traditional test methods in rock mass mechanics tests of making rock samples with defects.Then,based on the comprehensive analysis of previous research,the application of 3D printing technology in rock mass mechanics is expounded from the following three aspects.The frst is the printing material.Although there are many materials for 3D printing,it has been found that 3D printing materials that can be used for rock mass mechanics research are very limited.After research,we summarize and evaluate printing material that can be used for rock mass mechanics studies.The second is the printing methodology,which mainly introduces the current application forms of 3D printing technology in rock mass mechanics.This includes printed precise casting molds and one-time printed samples.The last one is the printing model,which includes small-scale samples for mechanical tests and large-scale physical models.Then,the benefts and drawbacks of using 3D printing samples in mechanical tests and the validity of their simulation of real rock are discussed.Compared with traditional rock samples collected in nature or synthetic rock-like samples,the samples made by 3D printing technology have unique advantages,such as higher test repeatability,visualization of rock internal structure and stress distribution.There is thus great potential for the use of 3D printing in the feld of rock mass mechanics.However,3D printing materials also have shortcomings,such as insufcient material strength and accuracy at this stage.Finally,the application prospect of 3D printing technology in rock mass mechanics research is proposed.展开更多
Soft rocks, such as coal, are afected by sedimentary efects, and the surrounding rock mass of underground coal mines is generally soft and rich in joints and cracks. A clear and deep understanding of the relationship ...Soft rocks, such as coal, are afected by sedimentary efects, and the surrounding rock mass of underground coal mines is generally soft and rich in joints and cracks. A clear and deep understanding of the relationship between crack geometric parameters and rock mechanics properties in cracked rock is greatly important to the design of engineering rock mass struc‑tures. In this study, computed tomography (CT) scanning was used to extract the internal crack network of coal specimens. Based on the crack size and dominant crack number, the parameters of crack area, volume, length, width, and angle were statistically analyzed by diferent sampling thresholds. In addition, the Pearson correlation coefcients between the crack parameters and uniaxial compression rock mechanics properties (uniaxial compressive strength UCS, elasticity modulus E) were calculated to quantitatively analyze the impact of each parameter. Furthermore, a method based on Pearson coefcients was used to grade the correlation between crack geometric parameters and rock mechanical properties to determine threshold values. The results indicated that the UCS and E of the specimens changed with the varied internal crack structures of the specimens, the crack parameters of area, volume, length and width all showed negative correlations with UCS and E, and the dominant crack played an important role both in weakening strength and stifness. The crack parameters of the angle are all positively correlated with the UCS and E. More crack statistics can signifcantly improve the correlation between the parameters of the crack angle and the rock mechanics properties, and the statistics of the geometric parameters of at least 16 cracks or the area larger than 5 mm2 are suggested for the analysis of complex cracked rock masses or physical reproduction using 3D printing. The results are validated and further analyzed with triaxial tests. The fndings of this study have important reference value for future research regarding the accurate and efcient selection of a few cracks with a signifcant infuence on the rock mechanical properties of surrounding rock mass structures in coal engineering.展开更多
To efficiently link the continuum mechanics for rocks with the structural statistics of rock masses,a theoretical and methodological system called the statistical mechanics of rock masses(SMRM)was developed in the pas...To efficiently link the continuum mechanics for rocks with the structural statistics of rock masses,a theoretical and methodological system called the statistical mechanics of rock masses(SMRM)was developed in the past three decades.In SMRM,equivalent continuum models of stressestrain relationship,strength and failure probability for jointed rock masses were established,which were based on the geometric probability models characterising the rock mass structure.This follows the statistical physics,the continuum mechanics,the fracture mechanics and the weakest link hypothesis.A general constitutive model and complete stressestrain models under compressive and shear conditions were also developed as the derivatives of the SMRM theory.An SMRM calculation system was then developed to provide fast and precise solutions for parameter estimations of rock masses,such as full-direction rock quality designation(RQD),elastic modulus,Coulomb compressive strength,rock mass quality rating,and Poisson’s ratio and shear strength.The constitutive equations involved in SMRM were integrated into a FLAC3D based numerical module to apply for engineering rock masses.It is also capable of analysing the complete deformation of rock masses and active reinforcement of engineering rock masses.Examples of engineering applications of SMRM were presented,including a rock mass at QBT hydropower station in northwestern China,a dam slope of Zongo II hydropower station in D.R.Congo,an open-pit mine in Dexing,China,an underground powerhouse of Jinping I hydropower station in southwestern China,and a typical circular tunnel in Lanzhou-Chongqing railway,China.These applications verified the reliability of the SMRM and demonstrated its applicability to broad engineering issues associated with jointed rock masses.展开更多
The anisotropic mechanical behavior of rocks under high-stress and high-temperature coupled conditions is crucial for analyzing the stability of surrounding rocks in deep underground engineering.This paper is devoted ...The anisotropic mechanical behavior of rocks under high-stress and high-temperature coupled conditions is crucial for analyzing the stability of surrounding rocks in deep underground engineering.This paper is devoted to studying the anisotropic strength,deformation and failure behavior of gneiss granite from the deep boreholes of a railway tunnel that suffers from high tectonic stress and ground temperature in the eastern tectonic knot in the Tibet Plateau.High-temperature true triaxial compression tests are performed on the samples using a self-developed testing device with five different loading directions and three temperature values that are representative of the geological conditions of the deep underground tunnels in the region.Effect of temperature and loading direction on the strength,elastic modulus,Poisson’s ratio,and failure mode are analyzed.The method for quantitative identification of anisotropic failure is also proposed.The anisotropic mechanical behaviors of the gneiss granite are very sensitive to the changes in loading direction and temperature under true triaxial compression,and the high temperature seems to weaken the inherent anisotropy and stress-induced deformation anisotropy.The strength and deformation show obvious thermal degradation at 200℃due to the weakening of friction between failure surfaces and the transition of the failure pattern in rock grains.In the range of 25℃ 200℃,the failure is mainly governed by the loading direction due to the inherent anisotropy.This study is helpful to the in-depth understanding of the thermal-mechanical behavior of anisotropic rocks in deep underground projects.展开更多
Determination of rock mechanical parameters is the most important step in rock mass quality evaluation and has significant impacts on geotechnical engineering practice.Rock mass integrity coefficient(KV)is one of the ...Determination of rock mechanical parameters is the most important step in rock mass quality evaluation and has significant impacts on geotechnical engineering practice.Rock mass integrity coefficient(KV)is one of the most efficient parameters,which is conventionally determined from boreholes.Such approaches,however,are time-consuming and expensive,offer low data coverage of point measurements,require heavy equipment,and are hardly conducted in steep topographic sites.Hence,borehole approaches cannot assess the subsurface thoroughly for rock mass quality evaluation.Alternatively,use of geophysical methods is non-invasive,rapid and economical.The proposed geophysical approach makes useful empirical correlation between geophysical and geotechnical parameters.We evaluated the rock mass quality via integration between KV measured from the limited boreholes and inverted resistivity obtained from electrical resistivity tomography(ERT).The borehole-ERT correlation provided KV along various geophysical profiles for more detailed 2D/3D(two-/three-dimensional)mapping of rock mass quality.The subsurface was thoroughly evaluated for rock masses with different engineering qualities,including highly weathered rock,semi-weathered rock,and fresh rock.Furthermore,ERT was integrated with induced polarization(IP)to resolve the uncertainty caused by water/clay content.Our results show that the proposed method,compared with the conventional approaches,can reduce the ambiguities caused by inadequate data,and give more accurate insights into the subsurface for rock mass quality evaluation.展开更多
Fractures occur in nearly all rocks at the Earth’s surface and exert essential control on the mechanical strengths of rock masses and permeability.The fractures strongly impact the stability of geological or man-made...Fractures occur in nearly all rocks at the Earth’s surface and exert essential control on the mechanical strengths of rock masses and permeability.The fractures strongly impact the stability of geological or man-made structures and flow of water and hydrocarbons,CO_(2) and storing waste.For this,the dependence of opening mode fracture spacing(s)on bed thickness(t)in sedimentary basins(reservoirs)is studied in this context.This paper shows that the MichaeliseMenten equation can provide an algebraic expression for the nonlinear s-t relationship.The two parameters have clear geological meanings:a is the maximum fracture spacing which can no longer increase with increasing t,and b is the characteristic bed thickness when s=0.5a.The tensile fracture strength(C)of the brittle beds during the formation of tensile fractures can be estimated from the two parameters.For sandstones of 16 areas reported in the literature,C ranges from 2.7 MPa to 15.7 MPa with a mean value of 8 MPa,which lies reasonably within the range of tensile strengths determined experimentally.This field-based approach by means of MichaeliseMenten equation provides a new method for estimating the tensile fracture strength of rock layers under natural conditions.展开更多
To reveal the dynamic mechanical characteristics of deep rocks,a series of impact tests under triaxial static stress states corresponding to depths of 300-2400 m were conducted.The results showed that both the strain ...To reveal the dynamic mechanical characteristics of deep rocks,a series of impact tests under triaxial static stress states corresponding to depths of 300-2400 m were conducted.The results showed that both the strain rates and the stress environments in depth significantly affect the mechanical characteristics of rocks.The sensitivity of strain rate to the dynamic strength and deformation modulus shows a negative correlation with depth,indicating that producing penetrative cracks in deep environments is more difficult when damage occurs.The dynamic strength shows a tendency to decrease and then increase slightly,but decreases sharply finally.Transmissivity demonstrates a similar trend as that of strength,whereas reflectivity indicates the opposite trend.Furthermore,two critical depths with high dynamically induced hazard possibilities based on the China Jinping Underground Laboratory(CJPL)were proposed for deep engineering.The first critical depth is 600-900 m,beyond which the sensitivity of rock dynamic characteristics to the strain rate and restraint of circumferential stress decrease,causing instability of surrounding rocks under axial stress condition.The second one lies at 1500-1800 m,where the wave impedance and dynamic strength of deep surrounding rocks drop sharply,and the dissipation energy presents a negative value.It suggests that the dynamic instability of deep surrounding rocks can be divided into dynamic load dominant and dynamic load induced types,depending on the second critical depth.展开更多
This paper presents a comprehensive summary of data, analyses and findings from the investigations over the past twelve years about the relics of large Longyou rock caverns carved about 2 000 years ago at shallow dept...This paper presents a comprehensive summary of data, analyses and findings from the investigations over the past twelve years about the relics of large Longyou rock caverns carved about 2 000 years ago at shallow depths in argillaceous siltstone. The paper presents the typical features associated with the rock caverns. They include structures, large spans, portals, extreme shallow-buried depths, imprints, drainages, inclined ceiling, inclined sidewalls, slender rock pillars, rock staircases, site and strata selections, caving lighting, carving method, and underground construction surveying. They are used to reconstruct and highlight the design and construction methods adopted by the ancients. The paper further demonstrates that the relics of the complete large rock caverns are a consequence of coincidental combinations of ancient human effort and natural factors. The full occupation of water with weak acidity in the large rock caverns with the soft surrounding rocks of weak alkalinity is found to be the main factor ensuring and preserving the caverns to have been stable and integral over 2 000 years. However, the five unwatered complete rock cavern relics have been experiencing various deteriorations and small failures including cracks, seepage, small rock falls and delaminating ceiling rocks. Although these deteriorations have been repaired and stabilized effectively, the paper demonstrates that an entire roof collapse failure is highly possible in the near future to each of the five unwatered rock cavern relics. The findings presented in this paper are also invaluable both to the long-term protection and preservation of the large rock cavern relics of national and international interests and importance, and to extend and enrich our experience and knowledge on the long-term stability and integrity of man-made underground rock cavern engineering projects.展开更多
The measured data and simulation test phenomenon of surrounding rock deformation and failure at the project site indicate that shear failure which firstly occurs in surrounding rock, block slip and second shear failur...The measured data and simulation test phenomenon of surrounding rock deformation and failure at the project site indicate that shear failure which firstly occurs in surrounding rock, block slip and second shear failure are the root cause of deformation and damage of supporting structure of the surrounding rock at a large scale. We derived limit load of surrounding rock shear slip failure and reasonable support resistance of given load by means of shear slip line field theory, discussed the main factors which influence the limit load of surrounding rock. Shear slip line field and limit load of circular tunnel surrounding rock were obtained by means of physical simulation test, which agreed well with the theoretical analysis results. Based on the theoretical analysis and physical simulation test, the cause deformation and failure at large scale of Xinshanghai No. 1 coal mine big section ingate was analyzed, and the shear failure resistance and block slip in surrounding rock were proposed as the core technical supporting ideas. Proper range of supporting resistance which came from calculation was suggested. The support scheme which is mainly composed of large grouting anchor, sprayed anchor net support technique and full-face grille concrete finally ended the dilemma of repeated failure and mending of ingate and created critical conditions for smooth production in the coal mine.展开更多
基金Supported by the National Natural Science Foundation of China(41872124,42130803)Sinopec Key Science and Technology Project(P20046).
文摘To investigate the porosity, permeability and rock mechanics of deep shale under temperature-pressure coupling, we selected the core samples of deep shale from the Lower Silurian Longmaxi Formation in the Weirong and Yongchuan areas of the Sichuan Basin for porosity and permeability experiments and a triaxial compression and sound wave integration experiment at the maximum temperature and pressure of 120 ℃ and 70 MPa. The results show that the microscopic porosity and permeability change and the macroscopic rock deformation are mutually constrained, both showing the trend of steep and then gentle variation. At the maximum temperature and pressure, the porosity reduces by 34%–71%, and the permeability decreases by 85%–97%. With the rising temperature and pressure, deep shale undergoes plastic deformation in which organic pores and clay mineral pores are compressed and microfractures are closed, and elastic deformation in which brittle mineral pores and rock skeleton particles are compacted. Compared with previous experiments under high confining pressure and normal temperature,the experiment under high temperature and high pressure coupling reveals the effect of high temperature on stress sensitivity of porosity and permeability. High temperature can increase the plasticity of the rock, intensify the compression of pores due to high confining pressure, and induce thermal stress between the rock skeleton particles, allowing the reopening of shale bedding or the creation of new fractures along weak planes such as bedding, which inhibits the decrease of permeability with the increase of temperature and confining pressure. Compared with the triaxial mechanical experiment at normal temperature, the triaxial compression experiment at high temperature and high pressure demonstrates that the compressive strength and peak strain of deep shale increase significantly due to the coupling of temperature and pressure. The compressive strength is up to 435 MPa and the peak strain exceeds 2%, indicating that high temperature is not conducive to fracture initiation and expansion by increasing rock plasticity. Lithofacies and mineral composition have great impacts on the porosity, permeability and rock mechanics of deep shale. Shales with different lithologies are different in the difficulty and extent of brittle failure. The stress-strain characteristics of rocks under actual geological conditions are key support to the optimization of reservoir stimulation program.
基金This work was supported by the Natural Science Foundation of China(Grant Nos.52074164 and 42077267)the Major Scientific and Technological Innovation Project of Shandong Province,China(Grant No.2019SDZY04)。
文摘The 121 mining method of longwall mining first proposed in England has been widely used around the world.This method requires excavation of two mining roadways and reservation of one coal pillar to mine one working face.Due to considerable excavation of roadway,the mining roadway is generally destroyed during coal mining.The stress concentration in the coal pillar can cause large deformation of surrounding rocks,rockbursts and other disasters,and subsequently a large volume of coal pillar resources will be wasted.To improve the coal recovery rate and reduce excavation of the mining roadway,the 111 mining method of longwall mining was proposed in the former Soviet Union based on the 121 mining method.The 111 mining method requires excavation of one mining roadway and setting one filling body to replace the coal pillar while maintaining another mining roadway to mine one working face.However,because the stress transfer structure of roadway and working face roof has not changed,the problem of stress concentration in the surrounding rocks of roadway has not been well solved.To solve the above problems,the conventional concept utilizing high-strength support to resist the mining pressure for the 121 and 111 mining methods should be updated.The idea is to utilize mining pressure and expansion characteristics of the collapsed rock mass in the goaf to automatically form roadways,avoiding roadway excavation and waste of coal pillar.Based on the basic principles of mining rock mechanics,the“equilibrium mining”theory and the“short cantilever beam”mechanical model are proposed.Key technologies,such as roof directional presplitting technology,negative Poisson’s ratio(NPR)high-prestress constant-resistance support technology,and gangue blocking support technology,are developed following the“equilibrium mining”theory.Accordingly,the 110 and N00 mining methods of an automatically formed roadway(AFR)by roof cutting and pressure releasing without pillars are proposed.The mining methods have been applied to a large number of coal mines with different overburdens,coal seam thicknesses,roof types and gases in China,realizing the integrated mode of coal mining and roadway retaining.On this basis,in view of the complex geological conditions and intelligent mining demand of coal mines,an intelligent and unmanned development direction of the“equilibrium mining”method is prospected.
基金Nature Science Foundation of China under Grant no.50179034.
文摘In order to effectively cope with exponent increase of the complexity faced to the rock mechanics analysis problems and the large incompatibility existing between the information level required to model the rock mass and engineering and our obtainable information level at hand,the integrated approaches with intelligent characters are proposed. Many previous standard methods,such as precedent type analysis,rock classification,analytic method stress-based,basic numerical methods (BEM,FEM,DEM,hybrid),and their extended numerical methods (fully coupled) to be developed,can be selected respectively or integrated accordingly. It is alternative to develop basic/fully integrated system,and internet-based approaches. These novel methods can also be selected or integrated each other or with the standard methods to perform rock mechanics analysis. Some key techniques to develop these alternative methods are discussed. It may focus in future on developing fully integrated systems and internet-based approaches. Developing an environmental,virtual facility/space shall be firstly done for this collaborative research on internet.
基金financially supported by the Fundamental Research Funds for the Central Universities (No.FRF-TP18-016A3)the National Natural Science Foundation of China (No.51504016)。
文摘This review aims to discuss the application and development of three-dimensional printing(3DP) technology in the field of rock mechanics and the mechanical behaviors of 3D-printed specimens on the basis of various available printing materials.This review begins with a brief description of the concepts and principles associated with 3DP, and then systematically elaborates the five major applications of 3DP technology in the field of rock mechanics, namely, the preparation of rock(including pre-flawed rock) specimens, preparation of joints, preparation of geophysical models, reconstruction of complex rock structures, and performance of bridging experimental testing and numerical simulation.Meanwhile, the mechanical performance of 3D-printed specimens created using six different printing materials, such as polymers, resin,gypsum, sand, ceramics, and rock-like geological materials, is reviewed in detail.Subsequently, some improvements that can make these 3D-printed specimens close to natural rocks and some limitations of 3DP technology in the application of rock mechanics are discussed.Some prospects that are required to be investigated in the future are also proposed.Finally, a brief summary is presented.This review suggests that 3DP technology, especially when integrated with other advanced technologies, such as computed tomography scanning and 3D scanning, has great potential in rock mechanics field.
基金This work was supported by Korea Research Fellowship Program through the National Research Foundation of Korea funded by the Ministry of Science and ICT(Grant No.2019H1D3A1A01102993).
文摘Different artificial intelligence(AI)methods have been applied to various aspects of rock mechanics,but the fact that none of these methods have been used as a standard implies that doubt as to their generality and validity still exists.For this,a literature review of application of AI to the field of rock mechanics is presented.Comprehensive studies of the researches published in the top journals relative to the fields of rock mechanics,computer applications in engineering,and the textbooks were conducted.The performances of the AI methods that have been used in rock mechanics applications were evaluated.The literature review shows that AI methods have successfully been used to solve various problems in the rock mechanics field and they performed better than the traditional empirical,mathematical or statistical methods.However,their practical applicability is still an issue of concern as many of the existing AI models require some level of expertise before they can be used,because they are not in the form of tractable mathematical equations.Thus some advanced AI methods are still yet to be explored.The limited availability of dataset for the AI simulations is also identified as a major problem.The solutions to the identified problems and the possible future research focus were proposed in the study subsequently.
文摘A more detailed set of instructions can be found in the journal’s home page at: http://www.rockgeotech.orgAims and scopeJournal of Rock Mechanics and Geotechnical Engineering (JRMGE) is a quarterly journal focused on the
文摘A more detailed set of instructions can be found in the journal's home page at: http://www.rockgeotech.orgAims and scopeJournal of Rock Mechanics and Geotechnical
基金supported by the China Atomic Energy Authority(CAEA)through the Geological Disposal Program and the National Natural Science Foundation of China(Grant No.11972149).
文摘The mechanical behavior of host rock for a deep geological repository of high-level radioactive waste plays a key role in ensuring the isolation function of host rock as a natural barrier under the multi-field coupling environment.For a better understanding of granite in China's Beishan pre-selected area for geological disposal of high-level radioactive waste,a series of investigations were carried out on in-situ stress field of rock mass at depth,strength and deformation characteristics of rocks under different stress and temperature conditions,and rock boreability and adaptability to Tunnel Boring Machine(TBM)technology.The results indicate that Beishan granite shows typical characteristics as a hard and brittle rock with a quite low permeability,and it is favorable to geological disposal.Meanwhile,a new rock mass suitability evaluation system was proposed,and the rock mass mainly composed of Beishan granite was proven to be suitable for geological disposal.Besides,the constructability of Beishan granite at engineering scale was tested and verified through field tests in the Beishan Exploration Tunnel(BET).Here,we summarize the main outcomes of rock mechanics research on Beishan granite in the past years and introduced the current progress of Beishan underground research laboratory(URL)for geological disposal.
基金financial support from the National Natural Science Foundation of China(52278351 and 51978292).
文摘The mechanical behaviors of deep rocks have always posed a challenge for the implementation and safe operation of major underground engineering projects.To this end,this study modified the existing mainstream rock mechanics instruments equipped with a dynamic disturbance loading system and developed a second‐generation TFD‐2000/D triaxial instrument.The first‐generation device is equipped with an independent disturbance system and an advanced EDC‐580 all‐digital servo controller,which can apply disturbing load independently,implement the function of cyclic disturbance,and combine dynamic and static disturbances.The instrument was found to be reliable for use in analyzing the damage process of rocks in the disturbance test of marbles.The second‐generation instrument tackles three limitations of the first‐generation instrument:(i)it upgrades the strain measurement system and uses extensometers with linear variable differential transformers to accurately measure deformation;(ii)it uses the self‐balanced chamber to replace the Hoek–Franklin triaxial cell and auto‐balancing triaxial pressure chamber;and(iii)the loading rod is independently equipped with an EDC‐580 all‐digital servo controller,which measures precise loads.The experimental findings confirmed that the second‐generation instrument can be used for rock mechanics testing under cyclic disturbance loading,the disturbance–stress relaxation cycle,and the creep–fatigue cycle.In this sense,the second‐generation instrument can be a useful addition to deep rock mechanical instruments and provide a valuable reference.
基金the National Natural Science Foundation of China(52074166)Shandong Province(ZR2021YQ38)the Open Grant of State Key Laboratory of Mining Response and Disaster Prevention and Control in Deep Coal Mines(SKLMRDPC20KF02).
文摘The existence of joints or other kinds of discontinuities has a dramatic efect on the stability of rock excavations and engineering.As a result,a great challenge in rock mass mechanics testing is to prepare rock or rock-like samples with defects.In recent years,3D printing technology has become a promising tool in the feld of rock mass mechanics and engineering.This study frst reviews and discusses the research status of traditional test methods in rock mass mechanics tests of making rock samples with defects.Then,based on the comprehensive analysis of previous research,the application of 3D printing technology in rock mass mechanics is expounded from the following three aspects.The frst is the printing material.Although there are many materials for 3D printing,it has been found that 3D printing materials that can be used for rock mass mechanics research are very limited.After research,we summarize and evaluate printing material that can be used for rock mass mechanics studies.The second is the printing methodology,which mainly introduces the current application forms of 3D printing technology in rock mass mechanics.This includes printed precise casting molds and one-time printed samples.The last one is the printing model,which includes small-scale samples for mechanical tests and large-scale physical models.Then,the benefts and drawbacks of using 3D printing samples in mechanical tests and the validity of their simulation of real rock are discussed.Compared with traditional rock samples collected in nature or synthetic rock-like samples,the samples made by 3D printing technology have unique advantages,such as higher test repeatability,visualization of rock internal structure and stress distribution.There is thus great potential for the use of 3D printing in the feld of rock mass mechanics.However,3D printing materials also have shortcomings,such as insufcient material strength and accuracy at this stage.Finally,the application prospect of 3D printing technology in rock mass mechanics research is proposed.
基金supported by the Young Scientist Project of National Key Research and Development Program of China(2021YFC2900600)National Natural Science Foundation of China(52074166)Shandong Province(ZR2021YQ38).
文摘Soft rocks, such as coal, are afected by sedimentary efects, and the surrounding rock mass of underground coal mines is generally soft and rich in joints and cracks. A clear and deep understanding of the relationship between crack geometric parameters and rock mechanics properties in cracked rock is greatly important to the design of engineering rock mass struc‑tures. In this study, computed tomography (CT) scanning was used to extract the internal crack network of coal specimens. Based on the crack size and dominant crack number, the parameters of crack area, volume, length, width, and angle were statistically analyzed by diferent sampling thresholds. In addition, the Pearson correlation coefcients between the crack parameters and uniaxial compression rock mechanics properties (uniaxial compressive strength UCS, elasticity modulus E) were calculated to quantitatively analyze the impact of each parameter. Furthermore, a method based on Pearson coefcients was used to grade the correlation between crack geometric parameters and rock mechanical properties to determine threshold values. The results indicated that the UCS and E of the specimens changed with the varied internal crack structures of the specimens, the crack parameters of area, volume, length and width all showed negative correlations with UCS and E, and the dominant crack played an important role both in weakening strength and stifness. The crack parameters of the angle are all positively correlated with the UCS and E. More crack statistics can signifcantly improve the correlation between the parameters of the crack angle and the rock mechanics properties, and the statistics of the geometric parameters of at least 16 cracks or the area larger than 5 mm2 are suggested for the analysis of complex cracked rock masses or physical reproduction using 3D printing. The results are validated and further analyzed with triaxial tests. The fndings of this study have important reference value for future research regarding the accurate and efcient selection of a few cracks with a signifcant infuence on the rock mechanical properties of surrounding rock mass structures in coal engineering.
基金The authors are grateful to the financial support from the National Natural Science Foundation of China(Grant No.41831290)the Key R&D Project from Zhejiang Province,China(Grant No.2020C03092).
文摘To efficiently link the continuum mechanics for rocks with the structural statistics of rock masses,a theoretical and methodological system called the statistical mechanics of rock masses(SMRM)was developed in the past three decades.In SMRM,equivalent continuum models of stressestrain relationship,strength and failure probability for jointed rock masses were established,which were based on the geometric probability models characterising the rock mass structure.This follows the statistical physics,the continuum mechanics,the fracture mechanics and the weakest link hypothesis.A general constitutive model and complete stressestrain models under compressive and shear conditions were also developed as the derivatives of the SMRM theory.An SMRM calculation system was then developed to provide fast and precise solutions for parameter estimations of rock masses,such as full-direction rock quality designation(RQD),elastic modulus,Coulomb compressive strength,rock mass quality rating,and Poisson’s ratio and shear strength.The constitutive equations involved in SMRM were integrated into a FLAC3D based numerical module to apply for engineering rock masses.It is also capable of analysing the complete deformation of rock masses and active reinforcement of engineering rock masses.Examples of engineering applications of SMRM were presented,including a rock mass at QBT hydropower station in northwestern China,a dam slope of Zongo II hydropower station in D.R.Congo,an open-pit mine in Dexing,China,an underground powerhouse of Jinping I hydropower station in southwestern China,and a typical circular tunnel in Lanzhou-Chongqing railway,China.These applications verified the reliability of the SMRM and demonstrated its applicability to broad engineering issues associated with jointed rock masses.
基金This work was supported by Natural Science Foundation of China(Grant No.52278333)the Fundamental Research Funds for the Central Universities(Grant No.N2101021)The work is under the framework of the 111 Project(Grant No.B17009)and Sino-Franco Joint Research Laboratory on Multiphysics and Multiscale Rock Mechanics.
文摘The anisotropic mechanical behavior of rocks under high-stress and high-temperature coupled conditions is crucial for analyzing the stability of surrounding rocks in deep underground engineering.This paper is devoted to studying the anisotropic strength,deformation and failure behavior of gneiss granite from the deep boreholes of a railway tunnel that suffers from high tectonic stress and ground temperature in the eastern tectonic knot in the Tibet Plateau.High-temperature true triaxial compression tests are performed on the samples using a self-developed testing device with five different loading directions and three temperature values that are representative of the geological conditions of the deep underground tunnels in the region.Effect of temperature and loading direction on the strength,elastic modulus,Poisson’s ratio,and failure mode are analyzed.The method for quantitative identification of anisotropic failure is also proposed.The anisotropic mechanical behaviors of the gneiss granite are very sensitive to the changes in loading direction and temperature under true triaxial compression,and the high temperature seems to weaken the inherent anisotropy and stress-induced deformation anisotropy.The strength and deformation show obvious thermal degradation at 200℃due to the weakening of friction between failure surfaces and the transition of the failure pattern in rock grains.In the range of 25℃ 200℃,the failure is mainly governed by the loading direction due to the inherent anisotropy.This study is helpful to the in-depth understanding of the thermal-mechanical behavior of anisotropic rocks in deep underground projects.
基金supported by Xinjiang Key Laboratory of Geohazards Prevention(Grant No.XKLGP2022K07)Key R&D Program of Xinjiang Uygur Autonomous Region(Grant No.2022B03001-2)the Third Xinjiang Scientific Expedition Program(Grant No.2022xjkk1305).
文摘Determination of rock mechanical parameters is the most important step in rock mass quality evaluation and has significant impacts on geotechnical engineering practice.Rock mass integrity coefficient(KV)is one of the most efficient parameters,which is conventionally determined from boreholes.Such approaches,however,are time-consuming and expensive,offer low data coverage of point measurements,require heavy equipment,and are hardly conducted in steep topographic sites.Hence,borehole approaches cannot assess the subsurface thoroughly for rock mass quality evaluation.Alternatively,use of geophysical methods is non-invasive,rapid and economical.The proposed geophysical approach makes useful empirical correlation between geophysical and geotechnical parameters.We evaluated the rock mass quality via integration between KV measured from the limited boreholes and inverted resistivity obtained from electrical resistivity tomography(ERT).The borehole-ERT correlation provided KV along various geophysical profiles for more detailed 2D/3D(two-/three-dimensional)mapping of rock mass quality.The subsurface was thoroughly evaluated for rock masses with different engineering qualities,including highly weathered rock,semi-weathered rock,and fresh rock.Furthermore,ERT was integrated with induced polarization(IP)to resolve the uncertainty caused by water/clay content.Our results show that the proposed method,compared with the conventional approaches,can reduce the ambiguities caused by inadequate data,and give more accurate insights into the subsurface for rock mass quality evaluation.
基金The author thanks the Natural Sciences and Engineering Research Council of Canada for a discovery grant(Grant No.06408),Dr.Le Li for drawing the figures,and Dr.A.I.Chemenda for discussion.Three anonymous reviewers and the editors are sincerely thanked for their critical comments and helpful suggestions.
文摘Fractures occur in nearly all rocks at the Earth’s surface and exert essential control on the mechanical strengths of rock masses and permeability.The fractures strongly impact the stability of geological or man-made structures and flow of water and hydrocarbons,CO_(2) and storing waste.For this,the dependence of opening mode fracture spacing(s)on bed thickness(t)in sedimentary basins(reservoirs)is studied in this context.This paper shows that the MichaeliseMenten equation can provide an algebraic expression for the nonlinear s-t relationship.The two parameters have clear geological meanings:a is the maximum fracture spacing which can no longer increase with increasing t,and b is the characteristic bed thickness when s=0.5a.The tensile fracture strength(C)of the brittle beds during the formation of tensile fractures can be estimated from the two parameters.For sandstones of 16 areas reported in the literature,C ranges from 2.7 MPa to 15.7 MPa with a mean value of 8 MPa,which lies reasonably within the range of tensile strengths determined experimentally.This field-based approach by means of MichaeliseMenten equation provides a new method for estimating the tensile fracture strength of rock layers under natural conditions.
基金supported by the National Natural Science Foundation of China(No.U1965203).
文摘To reveal the dynamic mechanical characteristics of deep rocks,a series of impact tests under triaxial static stress states corresponding to depths of 300-2400 m were conducted.The results showed that both the strain rates and the stress environments in depth significantly affect the mechanical characteristics of rocks.The sensitivity of strain rate to the dynamic strength and deformation modulus shows a negative correlation with depth,indicating that producing penetrative cracks in deep environments is more difficult when damage occurs.The dynamic strength shows a tendency to decrease and then increase slightly,but decreases sharply finally.Transmissivity demonstrates a similar trend as that of strength,whereas reflectivity indicates the opposite trend.Furthermore,two critical depths with high dynamically induced hazard possibilities based on the China Jinping Underground Laboratory(CJPL)were proposed for deep engineering.The first critical depth is 600-900 m,beyond which the sensitivity of rock dynamic characteristics to the strain rate and restraint of circumferential stress decrease,causing instability of surrounding rocks under axial stress condition.The second one lies at 1500-1800 m,where the wave impedance and dynamic strength of deep surrounding rocks drop sharply,and the dissipation energy presents a negative value.It suggests that the dynamic instability of deep surrounding rocks can be divided into dynamic load dominant and dynamic load induced types,depending on the second critical depth.
基金Supported by the National Natural Science Foundation of China (40902088 and 40672190)the Key Project of Zhejiang Province Science and Technology (2007C23093)
文摘This paper presents a comprehensive summary of data, analyses and findings from the investigations over the past twelve years about the relics of large Longyou rock caverns carved about 2 000 years ago at shallow depths in argillaceous siltstone. The paper presents the typical features associated with the rock caverns. They include structures, large spans, portals, extreme shallow-buried depths, imprints, drainages, inclined ceiling, inclined sidewalls, slender rock pillars, rock staircases, site and strata selections, caving lighting, carving method, and underground construction surveying. They are used to reconstruct and highlight the design and construction methods adopted by the ancients. The paper further demonstrates that the relics of the complete large rock caverns are a consequence of coincidental combinations of ancient human effort and natural factors. The full occupation of water with weak acidity in the large rock caverns with the soft surrounding rocks of weak alkalinity is found to be the main factor ensuring and preserving the caverns to have been stable and integral over 2 000 years. However, the five unwatered complete rock cavern relics have been experiencing various deteriorations and small failures including cracks, seepage, small rock falls and delaminating ceiling rocks. Although these deteriorations have been repaired and stabilized effectively, the paper demonstrates that an entire roof collapse failure is highly possible in the near future to each of the five unwatered rock cavern relics. The findings presented in this paper are also invaluable both to the long-term protection and preservation of the large rock cavern relics of national and international interests and importance, and to extend and enrich our experience and knowledge on the long-term stability and integrity of man-made underground rock cavern engineering projects.
基金Financial support towards this work was provided by the Jiangsu Province Ordinary College Graduate Student Research Innovative Projects (No. CXZZ12_0938)the National Natural Science Foundation of China (Nos. 51074162, 51179189 and 51174197)the Eleventh Five-Year Technology Support Program (No.2008BAB36B07)
文摘The measured data and simulation test phenomenon of surrounding rock deformation and failure at the project site indicate that shear failure which firstly occurs in surrounding rock, block slip and second shear failure are the root cause of deformation and damage of supporting structure of the surrounding rock at a large scale. We derived limit load of surrounding rock shear slip failure and reasonable support resistance of given load by means of shear slip line field theory, discussed the main factors which influence the limit load of surrounding rock. Shear slip line field and limit load of circular tunnel surrounding rock were obtained by means of physical simulation test, which agreed well with the theoretical analysis results. Based on the theoretical analysis and physical simulation test, the cause deformation and failure at large scale of Xinshanghai No. 1 coal mine big section ingate was analyzed, and the shear failure resistance and block slip in surrounding rock were proposed as the core technical supporting ideas. Proper range of supporting resistance which came from calculation was suggested. The support scheme which is mainly composed of large grouting anchor, sprayed anchor net support technique and full-face grille concrete finally ended the dilemma of repeated failure and mending of ingate and created critical conditions for smooth production in the coal mine.
