In any industry,it is the requirement to know whether the machine is healthy or not to operate machine further.If the machine is not healthy then what is the fault in the machine and then finally its location.The pape...In any industry,it is the requirement to know whether the machine is healthy or not to operate machine further.If the machine is not healthy then what is the fault in the machine and then finally its location.The paper is proposing a 3-Steps methodology for the machine fault diagnosis to meet the industrial requirements to aid the maintenance activity.The Step-1 identifies whether machine is healthy or faulty,then Step-2 detect the type of defect and finally its location in Step-3.This method is extended further from the earlier study on the 2-Steps method for the rotor defects only to the 3-Steps methodology to both rotor and bearing defects.The method uses the optimised vibration parameters and a simple Artificial Neural Network(ANN)-based Machine Learning(ML)model from the earlier studies.The model is initially developed,tested and validated on an experimental rotating rig operating at a speed above 1st critical speed.The proposed method and model are then further validated at 2 different operating speeds,one below 1st critical speed and other above 2nd critical speed.The machine dynamics are expected to be significantly different at these speeds.This highlights the robustness of the proposed 3-Steps method.展开更多
Based on the multi-loop method, the rotating torque and speed of theinduction machine are analyzed. The fluctuating components of the torque and speed caused by rotorwinding faults are studied. The models for calculat...Based on the multi-loop method, the rotating torque and speed of theinduction machine are analyzed. The fluctuating components of the torque and speed caused by rotorwinding faults are studied. The models for calculating the fluctuating components are put forward.Simulation and computation results show that the rotor winding faults will cause electromagnetictorque and rotating speed to fluctuate; and fluctuating frequencies are the same and their magnitudewill increase with the rise of the severity of the faults. The load inertia affects the torque andspeed fluctuation, with the increase of inertia, the fluctuation of the torque will rise, while thecorresponding speed fluctuation will obviously decline.展开更多
The nonlinear properties of rotating machinery vibration signals are presented. The relationship between faults and quadratic phase coupling is discussed. The mechanism that gives rise to quadratic phase coupling is a...The nonlinear properties of rotating machinery vibration signals are presented. The relationship between faults and quadratic phase coupling is discussed. The mechanism that gives rise to quadratic phase coupling is analyzed, and the coupling models are summarized. As a result, higher order spectra analysis is introduced into fault diagnosis of rotors. A brief review of the properties of higher order spectra is presented. Furthermore, the bicoherence spectrum is employed to extract the features that signify the machinery condition. Experiments show that bicoherence spectrum patterns of different faults are quite different, so it is proposed to identify the faults in rotors.展开更多
Empirical Mode Decomposition (EMD) used to deal with non-linear and non-stable signals,is a time-frequency analytical method that has been developed recently. In this paper the EMD method is used to filter the noise f...Empirical Mode Decomposition (EMD) used to deal with non-linear and non-stable signals,is a time-frequency analytical method that has been developed recently. In this paper the EMD method is used to filter the noise from the stator current signal that arises when rotor bars break. Then a Hilbert Transform is used to extract the envelope from the filtered signal. With the EMD method again,the frequency band containing the fault characteris-tic-frequency components,2sf,can be extracted from the signal's envelope. The last step is to use a Fast Fourier Trans-form (FFT) method to extract the fault characteristic frequency. This frequency can be detected in actual data from a faulty motor,as shown by example. Compared to the Extend Park Vector method this method is proved to be more sen-sitive under light motor load.展开更多
Taking the attitude control system of micro quad-rotor as a research object, a design scheme of fault estimator based on generalized Kalman-Yakubovic-Popov （GKYP） lemma is put forward to deal with the problem of est...Taking the attitude control system of micro quad-rotor as a research object, a design scheme of fault estimator based on generalized Kalman-Yakubovic-Popov （GKYP） lemma is put forward to deal with the problem of estimating multiple actuators malfunctions with couplings. Using an H_index and an appropriate algorithm, the goal of weakening the coupling can be achieved by limiting the fault frequency to a certain range, then different kinds of actuator faults can be estimated correctly. The simulations demonstrate the reliability and validity of the proposed method.展开更多
Rotor vibration characteristics are first analyzed, which are that the rotor vibration of fundamental frequency will increase due to rotor winding inter-turn short circuit fault, air-gap dynamic eccentricity fault, or...Rotor vibration characteristics are first analyzed, which are that the rotor vibration of fundamental frequency will increase due to rotor winding inter-turn short circuit fault, air-gap dynamic eccentricity fault, or imbalance fault, and the vibration of the second frequency will increase when the air-gap static eccentricity fault occurs. Next, the characteristics of the stator winding parallel branches circulating current are analyzed, which are that the second harmonics circulating current will increase when the rotor winding inter-turn short circuit fault occurs, and the fundamental circulating current will increase when the air-gap eccentricity fault occurs, neither being strongly affected by the imbalance fault. Considering the differences of the rotor vibration and circulating current characteristics caused by different rotor faults, a method of generator vibration fault diagnosis, based on rotor vibration and circulating current characteristics, is developed. Finally, the rotor vibration and circulating current of a type SDF-9 generator is measured in the laboratory to verify the theoretical analysis presented above.展开更多
Modelica-based object-orient method is proved to be rapid, accurate and easy to modify, which is suitable for prototype modeling and simulation of rotor system, whose parameters need to be modified frequently. Classic...Modelica-based object-orient method is proved to be rapid, accurate and easy to modify, which is suitable for prototype modeling and simulation of rotor system, whose parameters need to be modified frequently. Classical non-object-orient method appears to be inefficient because the code is difficult to modify and reuse. An adequate library for object-orient modeling of rotor system with multi-faults is established, a comparison with non-object-orient method on Jeffcott rotor system and a case study on turbo expander with multi-faults are implemented. The relative tolerance between object-orient method and non-object-orient is less than 0.03%, which proves that these two methods are as accurate as each other. Object-orient modeling and simulation is implemented on turbo expander with crack, rub-impact, pedestal looseness and multi-faults simultaneously. It can be conclude from the case study that when acting on compress side of turbo expander separately, expand wheel is not influenced greatly by crack fault, the existence of rub-impact fault forces expand wheel into quasi-periodic motion and the orbit of expand wheel is deformed and enhanced almost 1.5 times due to pedestal looseness. When acting simultaneously, multi-faults cannot be totally decomposed but can be diagnosed from the feature of vibration. Object-orient method can enhance the efficiency of modeling and simulation of rotor system with multi-faults, which provides an efficient method on prototype modeling and simulation.展开更多
Current research in broken rotor bar （BRB） fault detection in induction motors is primarily focused on a high-frequency resolution analysis of the stator current. Compared with a discrete Fourier transformation, the...Current research in broken rotor bar （BRB） fault detection in induction motors is primarily focused on a high-frequency resolution analysis of the stator current. Compared with a discrete Fourier transformation, the parametric spectrum estimation technique has a higher frequency accuracy and resolution. However, the existing detection methods based on parametric spectrum estima- tion cannot realize online detection, owing to the large computational cost. To improve the efficiency of BRB fault detection, a new detection method based on the min-norm algorithm and least square estimation is proposed in this paper. First, the stator current is filtered using a band-pass filter and divided into short overlapped data windows. The min-norm algorithm is then applied to determine the fre- quencies of the fundamental and fault characteristic com- ponents with each overlapped data window. Next, based on the frequency values obtained, a model of the fault current signal is constructed. Subsequently, a linear least squares problem solved through singular value decomposition is designed to estimate the amplitudes and phases of the related components. Finally, the proposed method is applied to a simulated current and an actual motor, the results of which indicate that, not only parametric spectrum estimation technique.展开更多
A precise detection of the fault feature parameter of motor current is a new research hotspot in the broken rotor bar(BRB) fault diagnosis of induction motors. Discrete Fourier transform(DFT) is the most popular techn...A precise detection of the fault feature parameter of motor current is a new research hotspot in the broken rotor bar(BRB) fault diagnosis of induction motors. Discrete Fourier transform(DFT) is the most popular technique in this field, owing to low computation and easy realization. However, its accuracy is often limited by the data window length, spectral leakage, fence e ect, etc. Therefore, a new detection method based on a global optimization algorithm is proposed. First, a BRB fault current model and a residual error function are designed to transform the fault parameter detection problem into a nonlinear least-square problem. Because this optimization problem has a great number of local optima and needs to be resolved rapidly and accurately, a joint algorithm(called TR-MBPSO) based on a modified bare-bones particle swarm optimization(BPSO) and trust region(TR) is subsequently proposed. In the TR-MBPSO, a reinitialization strategy of inactive particle is introduced to the BPSO to enhance the swarm diversity and global search ability. Meanwhile, the TR is combined with the modified BPSO to improve convergence speed and accuracy. It also includes a global convergence analysis, whose result proves that the TR-MBPSO can converge to the global optimum with the probability of 1. Both simulations and experiments are conducted, and the results indicate that the proposed detection method not only has high accuracy of parameter estimation with short-time data window, e.g., the magnitude and frequency precision of the fault-related components reaches 10^(-4), but also overcomes the impacts of spectral leakage and non-integer-period sampling. The proposed research provides a new BRB detection method, which has enough precision to extract the parameters of the fault feature components.展开更多
The multi-fault phenomena are common in the turbo-rotor system of a liquidrocket engine. As it has many excellent qualities, the neural network might be used to solve theproblems of multi-fault diagnosis of a turbo-ro...The multi-fault phenomena are common in the turbo-rotor system of a liquidrocket engine. As it has many excellent qualities, the neural network might be used to solve theproblems of multi-fault diagnosis of a turbo-rotor system. First, the feature expression of a commonturbo-rotor fault was studied in order to build up the standard fault pattern and satisfy the needof neural network studying and diagnosing. Then, the turbo-rotor fault identification and diagnosisproblems were investigated by using a BP( back-propagation) neural network. According to the BPneural network problems, the parallel BP neural network method of multi-fault diagnosis andclassification was presented and investigated. The results indicated that the parallel BP neuralnetwork method could solve the turbo-rotor multi-fault diagnosis problems.展开更多
The rubbing between rotors and determiners is the common mechanic vibration fault in the operation of rotation machinery. During the operation of equipment, in order to meet the demand of high speed and efficiency of ...The rubbing between rotors and determiners is the common mechanic vibration fault in the operation of rotation machinery. During the operation of equipment, in order to meet the demand of high speed and efficiency of machinery, the gap between the active and passive parts of the rotor system become smaller, which results in the common rubbing fault of rotors and stators. This essay studies the fault diagnosis of high speed rotors based on invented instrument and shows the measurement and research of the signals of rubbing failure of high speed rotors. The research introduces the designed software and hardware which are experimented and testified on Bentley rotor experiment platform. The system has theoretical and applicative meaning in practical projects.展开更多
供电电压闪变可能对异步电动机转子故障在线检测产生不利影响,导致基于定子电流信号分析(motor current signature analysis,MCSA)的转子故障在线检测方法失效。通过理论分析,揭示供电电压闪变恶化转子故障在线检测性能的机制。提出免...供电电压闪变可能对异步电动机转子故障在线检测产生不利影响,导致基于定子电流信号分析(motor current signature analysis,MCSA)的转子故障在线检测方法失效。通过理论分析,揭示供电电压闪变恶化转子故障在线检测性能的机制。提出免于供电电压闪变影响的异步电动机转子故障在线检测方法,首先,根据转子故障主特征频率分量预判转子健康或故障;继而,根据转子故障独有的辅助特征频率分量进一步确认转子健康或故障。仿真与实验结果证明了该方法的有效性。展开更多
文摘In any industry,it is the requirement to know whether the machine is healthy or not to operate machine further.If the machine is not healthy then what is the fault in the machine and then finally its location.The paper is proposing a 3-Steps methodology for the machine fault diagnosis to meet the industrial requirements to aid the maintenance activity.The Step-1 identifies whether machine is healthy or faulty,then Step-2 detect the type of defect and finally its location in Step-3.This method is extended further from the earlier study on the 2-Steps method for the rotor defects only to the 3-Steps methodology to both rotor and bearing defects.The method uses the optimised vibration parameters and a simple Artificial Neural Network(ANN)-based Machine Learning(ML)model from the earlier studies.The model is initially developed,tested and validated on an experimental rotating rig operating at a speed above 1st critical speed.The proposed method and model are then further validated at 2 different operating speeds,one below 1st critical speed and other above 2nd critical speed.The machine dynamics are expected to be significantly different at these speeds.This highlights the robustness of the proposed 3-Steps method.
文摘Based on the multi-loop method, the rotating torque and speed of theinduction machine are analyzed. The fluctuating components of the torque and speed caused by rotorwinding faults are studied. The models for calculating the fluctuating components are put forward.Simulation and computation results show that the rotor winding faults will cause electromagnetictorque and rotating speed to fluctuate; and fluctuating frequencies are the same and their magnitudewill increase with the rise of the severity of the faults. The load inertia affects the torque andspeed fluctuation, with the increase of inertia, the fluctuation of the torque will rise, while thecorresponding speed fluctuation will obviously decline.
文摘The nonlinear properties of rotating machinery vibration signals are presented. The relationship between faults and quadratic phase coupling is discussed. The mechanism that gives rise to quadratic phase coupling is analyzed, and the coupling models are summarized. As a result, higher order spectra analysis is introduced into fault diagnosis of rotors. A brief review of the properties of higher order spectra is presented. Furthermore, the bicoherence spectrum is employed to extract the features that signify the machinery condition. Experiments show that bicoherence spectrum patterns of different faults are quite different, so it is proposed to identify the faults in rotors.
基金Projects 50504015 supported by the National Natural Science Foundation of ChinaOC4499 by the Science Technology Foundation of China University ofMining & Technology
文摘Empirical Mode Decomposition (EMD) used to deal with non-linear and non-stable signals,is a time-frequency analytical method that has been developed recently. In this paper the EMD method is used to filter the noise from the stator current signal that arises when rotor bars break. Then a Hilbert Transform is used to extract the envelope from the filtered signal. With the EMD method again,the frequency band containing the fault characteris-tic-frequency components,2sf,can be extracted from the signal's envelope. The last step is to use a Fast Fourier Trans-form (FFT) method to extract the fault characteristic frequency. This frequency can be detected in actual data from a faulty motor,as shown by example. Compared to the Extend Park Vector method this method is proved to be more sen-sitive under light motor load.
基金supported by the National Natural Science Foundation of China(61203090)the Natural Science Foundation of Jiangsu Province of China(BK2012384)
文摘Taking the attitude control system of micro quad-rotor as a research object, a design scheme of fault estimator based on generalized Kalman-Yakubovic-Popov （GKYP） lemma is put forward to deal with the problem of estimating multiple actuators malfunctions with couplings. Using an H_index and an appropriate algorithm, the goal of weakening the coupling can be achieved by limiting the fault frequency to a certain range, then different kinds of actuator faults can be estimated correctly. The simulations demonstrate the reliability and validity of the proposed method.
基金This project is supported by Provincial Science Foundation of Education Office of Hebei(No.Z2004455)Youth Research Fundation of State Power of China(No.SPQKJ02-10).
文摘Rotor vibration characteristics are first analyzed, which are that the rotor vibration of fundamental frequency will increase due to rotor winding inter-turn short circuit fault, air-gap dynamic eccentricity fault, or imbalance fault, and the vibration of the second frequency will increase when the air-gap static eccentricity fault occurs. Next, the characteristics of the stator winding parallel branches circulating current are analyzed, which are that the second harmonics circulating current will increase when the rotor winding inter-turn short circuit fault occurs, and the fundamental circulating current will increase when the air-gap eccentricity fault occurs, neither being strongly affected by the imbalance fault. Considering the differences of the rotor vibration and circulating current characteristics caused by different rotor faults, a method of generator vibration fault diagnosis, based on rotor vibration and circulating current characteristics, is developed. Finally, the rotor vibration and circulating current of a type SDF-9 generator is measured in the laboratory to verify the theoretical analysis presented above.
基金supported by National Basic Research Program of China(973 Program,Grant No.2011CB706502)
文摘Modelica-based object-orient method is proved to be rapid, accurate and easy to modify, which is suitable for prototype modeling and simulation of rotor system, whose parameters need to be modified frequently. Classical non-object-orient method appears to be inefficient because the code is difficult to modify and reuse. An adequate library for object-orient modeling of rotor system with multi-faults is established, a comparison with non-object-orient method on Jeffcott rotor system and a case study on turbo expander with multi-faults are implemented. The relative tolerance between object-orient method and non-object-orient is less than 0.03%, which proves that these two methods are as accurate as each other. Object-orient modeling and simulation is implemented on turbo expander with crack, rub-impact, pedestal looseness and multi-faults simultaneously. It can be conclude from the case study that when acting on compress side of turbo expander separately, expand wheel is not influenced greatly by crack fault, the existence of rub-impact fault forces expand wheel into quasi-periodic motion and the orbit of expand wheel is deformed and enhanced almost 1.5 times due to pedestal looseness. When acting simultaneously, multi-faults cannot be totally decomposed but can be diagnosed from the feature of vibration. Object-orient method can enhance the efficiency of modeling and simulation of rotor system with multi-faults, which provides an efficient method on prototype modeling and simulation.
基金Supported by National Natural Science Foundation of China(Grant No.51607180)
文摘Current research in broken rotor bar （BRB） fault detection in induction motors is primarily focused on a high-frequency resolution analysis of the stator current. Compared with a discrete Fourier transformation, the parametric spectrum estimation technique has a higher frequency accuracy and resolution. However, the existing detection methods based on parametric spectrum estima- tion cannot realize online detection, owing to the large computational cost. To improve the efficiency of BRB fault detection, a new detection method based on the min-norm algorithm and least square estimation is proposed in this paper. First, the stator current is filtered using a band-pass filter and divided into short overlapped data windows. The min-norm algorithm is then applied to determine the fre- quencies of the fundamental and fault characteristic com- ponents with each overlapped data window. Next, based on the frequency values obtained, a model of the fault current signal is constructed. Subsequently, a linear least squares problem solved through singular value decomposition is designed to estimate the amplitudes and phases of the related components. Finally, the proposed method is applied to a simulated current and an actual motor, the results of which indicate that, not only parametric spectrum estimation technique.
基金Supported by Fundamental Research Funds for the Central Universities(Grant No.2017XKQY032)
文摘A precise detection of the fault feature parameter of motor current is a new research hotspot in the broken rotor bar(BRB) fault diagnosis of induction motors. Discrete Fourier transform(DFT) is the most popular technique in this field, owing to low computation and easy realization. However, its accuracy is often limited by the data window length, spectral leakage, fence e ect, etc. Therefore, a new detection method based on a global optimization algorithm is proposed. First, a BRB fault current model and a residual error function are designed to transform the fault parameter detection problem into a nonlinear least-square problem. Because this optimization problem has a great number of local optima and needs to be resolved rapidly and accurately, a joint algorithm(called TR-MBPSO) based on a modified bare-bones particle swarm optimization(BPSO) and trust region(TR) is subsequently proposed. In the TR-MBPSO, a reinitialization strategy of inactive particle is introduced to the BPSO to enhance the swarm diversity and global search ability. Meanwhile, the TR is combined with the modified BPSO to improve convergence speed and accuracy. It also includes a global convergence analysis, whose result proves that the TR-MBPSO can converge to the global optimum with the probability of 1. Both simulations and experiments are conducted, and the results indicate that the proposed detection method not only has high accuracy of parameter estimation with short-time data window, e.g., the magnitude and frequency precision of the fault-related components reaches 10^(-4), but also overcomes the impacts of spectral leakage and non-integer-period sampling. The proposed research provides a new BRB detection method, which has enough precision to extract the parameters of the fault feature components.
文摘The multi-fault phenomena are common in the turbo-rotor system of a liquidrocket engine. As it has many excellent qualities, the neural network might be used to solve theproblems of multi-fault diagnosis of a turbo-rotor system. First, the feature expression of a commonturbo-rotor fault was studied in order to build up the standard fault pattern and satisfy the needof neural network studying and diagnosing. Then, the turbo-rotor fault identification and diagnosisproblems were investigated by using a BP( back-propagation) neural network. According to the BPneural network problems, the parallel BP neural network method of multi-fault diagnosis andclassification was presented and investigated. The results indicated that the parallel BP neuralnetwork method could solve the turbo-rotor multi-fault diagnosis problems.
基金supported by the Education and Teaching Research Project of Jieyang Vocational and Technical College(JYC2016Y11)
文摘The rubbing between rotors and determiners is the common mechanic vibration fault in the operation of rotation machinery. During the operation of equipment, in order to meet the demand of high speed and efficiency of machinery, the gap between the active and passive parts of the rotor system become smaller, which results in the common rubbing fault of rotors and stators. This essay studies the fault diagnosis of high speed rotors based on invented instrument and shows the measurement and research of the signals of rubbing failure of high speed rotors. The research introduces the designed software and hardware which are experimented and testified on Bentley rotor experiment platform. The system has theoretical and applicative meaning in practical projects.
文摘供电电压闪变可能对异步电动机转子故障在线检测产生不利影响,导致基于定子电流信号分析(motor current signature analysis,MCSA)的转子故障在线检测方法失效。通过理论分析,揭示供电电压闪变恶化转子故障在线检测性能的机制。提出免于供电电压闪变影响的异步电动机转子故障在线检测方法,首先,根据转子故障主特征频率分量预判转子健康或故障;继而,根据转子故障独有的辅助特征频率分量进一步确认转子健康或故障。仿真与实验结果证明了该方法的有效性。
