Strength theory is the basic theory for calculating and designing the strength of engineering materials in civil,hydraulic,mechanical,aerospace,military,and other engineering disciplines.Therefore,the comprehensive st...Strength theory is the basic theory for calculating and designing the strength of engineering materials in civil,hydraulic,mechanical,aerospace,military,and other engineering disciplines.Therefore,the comprehensive study of the generalized nonlinear strength theory(GNST)of geomaterials has significance for the construction of engineering rock strength.This paper reviews the GNST of geomaterials to demonstrate the research status of nonlinear strength characteristics of geomaterials under complex stress paths.First,it systematically summarizes the research progress of GNST(classical and empirical criteria).Then,the latest research the authors conducted over the past five years on the GNST is introduced,and a generalized three-dimensional(3D)nonlinear Hoek‒Brown(HB)criterion(NGHB criterion)is proposed for practical applications.This criterion can be degenerated into the existing three modified HB criteria and has a better prediction performance.The strength prediction errors for six rocks and two in-situ rock masses are 2.0724%-3.5091%and 1.0144%-3.2321%,respectively.Finally,the development and outlook of the GNST are expounded,and a new topic about the building strength index of rock mass and determining the strength of in-situ engineering rock mass is proposed.The summarization of the GNST provides theoretical traceability and optimization for constructing in-situ engineering rock mass strength.展开更多
Precisely understanding the dynamic mechanical properties and failure modes of rocks subjected to true triaxial stress state(σ1>σ2>σ3,whereσ1,σ2,andσ3 are the major principal stress,intermediate principal ...Precisely understanding the dynamic mechanical properties and failure modes of rocks subjected to true triaxial stress state(σ1>σ2>σ3,whereσ1,σ2,andσ3 are the major principal stress,intermediate principal stress,and minor principal stress,respectively)is essential to the safety of underground engineering.However,in the laboratory,it is difficult to maintain the constant true triaxial stress state of rocks during the dynamic testing process.Herein,a numerical servo triaxial Hopkinson bar(NSTHB)was developed to study the dynamic responses of rocks confronted with a true triaxial stress state,in which lateral stresses can maintain constant.The results indicate that the dynamic strength and elastic modulus of rocks increase with the rise of intermediate principal stressσ2,while the dynamic elastic modulus is independent of the dynamic strain rate.Simulated acoustic emission distributions indicate that the intermediate principal stressσ2 dramatically affects dynamic failure modes of triaxial confined rocks.Asσ2 increases,the failure pattern switches from a single diagonal shear zone into two parallel shear zones with a small slant.Moreover,a recent triaxial Hopkinson bar experimental system using three bar pairs is also numerically established,and the measuring discrepancies are identified between the two numerical bar systems.The proposed NSTHB system provides a controllable tool for studying the dynamic triaxial behavior of rocks.展开更多
Investigation of unloading rock failure under differentσ_(2)facilitates the control mechanism of excavation surrounding rock.This study focused on single-sided unloading tests of granite specimens under true triaxial...Investigation of unloading rock failure under differentσ_(2)facilitates the control mechanism of excavation surrounding rock.This study focused on single-sided unloading tests of granite specimens under true triaxial conditions.The strength and failure characteristics were studied with micro-camera and acoustic emission(AE)monitoring.Furthermore,the choice of test path and the effect ofσ_(2)on fracture of unloading rock were discussed.Results show that the increasedσ_(2)can strengthen the stability of single-sided unloading rock.After unloading,the rock’s free surface underwent five phases,namely,inoculation,particle ejection,buckling rupture,stable failure,and unstable rockburst phases.Moreover,atσ_(2)≤30 MPa,the b value shows the following variation tendency:rising,dropping,significant fluctuation,and dropping,with dispersed damages signal.Atσ_(2)≥40 MPa,the tendency shows:a rise,a decrease,a slight fluctuation,and final drop,with concentrated damages signal.After unloading,AE energy is mainly concentrated in the micro-energy range.With the increasedσ_(2),the micro-energy ratio rises.In contrast,low,medium and large energy ratios drop gradually.The increased tensile fractures and decreased shear fractures indicate that the failure mode of the unloading rock gradually changes from tensile-shear mode to tensile-split one.The fractional dimension of the rock fragments first increases and then decreases with an inflection point at 20 MPa.The distribution of SIF on the planes changes asσ_(2)increases,resulting in strengthening and then weakening of the rock bearing capacity.展开更多
Strainburst is one type of rockburst that generally occurs in deep tunnel.In this study,the strainburst behaviors of marble specimens were investigated under tunnel-excavation-induced stress condition,and two stress p...Strainburst is one type of rockburst that generally occurs in deep tunnel.In this study,the strainburst behaviors of marble specimens were investigated under tunnel-excavation-induced stress condition,and two stress paths were designed,a commonly used stress path in true triaxial unloading rockburst tests and a new test path in which the intermediate principal stress was varied.During the tests,a high-speed camera was used to record the strainburst process,and an acoustic emission(AE)monitoring system was used to monitor the AE characteristics of failure.In these two stress paths,all the marble specimens exhibited strainbursts;however,when the intermediate principal stress was varied,the rockburst became more violent.The obtained results indicate that the intermediate principal stress has a significant effect on rockburst behavior of marble.Under a higher intermediate principal stress before the unloading,more elastic strain energy was accumulated in the specimen,and the cumulative AE energy was higher in the rockburst-induced failure,i.e.,more elastic strain energy was released during the failure.Therefore,more violent failure was observed:more rock fragments with a higher mass and larger size were ejected outward.展开更多
The significant differences between hard rocks(more brittle)and soft rocks(more ductile)may suggest the use of different failure criteria.A strength criterion for soft rocks that includes intermediate principal stress...The significant differences between hard rocks(more brittle)and soft rocks(more ductile)may suggest the use of different failure criteria.A strength criterion for soft rocks that includes intermediate principal stress was proposed.The new criterion includes two independent parameters:the uniaxial compressive strength(σ_(ci)),which can be obtained from common laboratory tests or indirectly estimated by alternative index tests in the laboratory or field;and f(joint),which is used to characterize the rock mass quality and can be easily estimated.The authors compared the predictive capabilities of the new criterion with other criteria using the database of soft rocks under two conditions:with and without triaxial data.For the estimation of triaxial and true-triaxial strengths,the new criterion generally produced a better fit.The proposed criterion is practical for an approximate first estimation of rock mass strength,even without triaxial data,as it balances accuracy(lower prediction error)and simplicity(fewer independent parameters).展开更多
The overturning stability is vital for the retaining wall design of foundation pits, where the surrounding soils are usually unsaturated due to water draining. Moreover, the intermediate principal stress does affect t...The overturning stability is vital for the retaining wall design of foundation pits, where the surrounding soils are usually unsaturated due to water draining. Moreover, the intermediate principal stress does affect the unsaturated soil strength; meanwhile, the relationship between the unsaturated soil strength and matric suction is nonlinear. This work is to present closed-form equations of critical embedment depth for a rigid retaining wall against overturning by means of moment equilibrium. Matric suction is considered to be distributed uniformly and linearly with depth. The unified shear strength formulation for unsaturated soils under the plane strain condition is adopted to characterize the intermediate principal stress effect, and strength nonlinearity is described by a hyperbolic model of suction angle. The result obtained is orderly series solutions rather than one specific answer; thus, it has wide theoretical significance and good applicability. The validity of this present work is demonstrated by comparing it with a lower bound solution. The traditional overturning designs for rigid retaining walls, in which the saturated soil mechanics neglecting matric suction or the unsaturated soil mechanics based on the Mohr-Coulomb criterion are employed, are special cases of the proposed result. Parametric studies about the intermediate principal stress, matric suction and its distributions along with two strength nonlinearity methods on a new defined critical buried coefficient are discussed.展开更多
Simulations are conducted using five new artificial neural networks developed herein to demonstrate and investigate the behavior of rock material under polyaxial loading. The effects of the intermediate principal stre...Simulations are conducted using five new artificial neural networks developed herein to demonstrate and investigate the behavior of rock material under polyaxial loading. The effects of the intermediate principal stress on the intact rock strength are investigated and compared with laboratory results from the literature. To normalize differences in laboratory testing conditions, the stress state is used as the objective parameter in the artificial neural network model predictions. The variations of major principal stress of rock material with intermediate principal stress, minor principal stress and stress state are investigated. The artificial neural network simulations show that for the rock types examined, none were independent of intermediate principal stress effects. In addition, the results of the artificial neural network models, in general agreement with observations made by others, show （a） a general trend of strength increasing and reaching a peak at some intermediate stress state factor, followed by a decline in strength for most rock types; （b） a post-peak strength behavior dependent on the minor principal stress, with respect to rock type; （c） sensitivity to the stress state, and to the interaction between the stress state and uniaxial compressive strength of the test data by the artificial neural networks models （two-way analysis of variance; 95% confidence interval）. Artificial neural network modeling, a self-learning approach to polyaxial stress simulation, can thus complement the commonly observed difficult task of conducting true triaxial laboratory tests, and/or other methods that attempt to improve two-dimensional （2D） failure criteria by incorporating intermediate principal stress effects.展开更多
Based on particle flow theory, the influences of the magnitude and direction of the intermediate principal stress on failure mechanism of hard rock with a pre-existing circular opening were studied by carrying out tru...Based on particle flow theory, the influences of the magnitude and direction of the intermediate principal stress on failure mechanism of hard rock with a pre-existing circular opening were studied by carrying out true triaxial tests on siltstone specimen. It is shown that peak strength of siltstone specimen increases firstly and subsequently decreases with the increase of the intermediate principal stress. And its turning point is related to the minimum principal stress and the direction of the intermediate principal stress. Failure characteristic(brittleness or ductility) of siltstone is determined by the minimum principal stress and the difference between the intermediate and minimum principal stress. The intermediate principal stress has a significant effect on the types and distributions of microcracks. The failure modes of the specimen are determined by the magnitude and direction of the intermediate principal stress, and related to weakening effect of the opening and inhibition effect of confining pressure in essence: when weakening effect of the opening is greater than inhibition effect of confining pressure, the failure surface is parallel to the x axis(such as σ2=σ3=0 MPa); conversely, the failure surface is parallel to the z axis(such as σ2=20 MPa, σ3=0 MPa).展开更多
A series of numerical simulations of conventional and true triaxial tests for soft rock materials using the three-dimensional finite difference code FLAC3D were presented. A hexahedral element and a strain hardening/s...A series of numerical simulations of conventional and true triaxial tests for soft rock materials using the three-dimensional finite difference code FLAC3D were presented. A hexahedral element and a strain hardening/softening constitutive model based on the unified strength theory(UST) were used to simulate both the consolidated-undrained(CU) triaxial and the consolidated-drained(CD) true triaxial tests. Based on the results of the true triaxial tests simulation, the effect of the intermediate principal stress on the strength of soft rock was investigated. Finally, an example of an axial compression test for a hard rock pillar with a soft rock interlayer was analyzed using the two-dimensional finite difference code FLAC. The CD true triaxial test simulations for diatomaceous soft rock suggest the peak and residual strengths increase by 30% when the effect of the intermediate principal stress is taken into account. The axial compression for a rock pillar indicated the peak and residual strengths increase six-fold when the soft rock interlayer approached the vertical and the effect of the intermediate principal stress is taken into account.展开更多
The present paper aims to establish a versatile strength theory suitable for elasto-plastic analysis of underground tunnel surrounding rock. In order to analyze the effects of intermediate principal stress and the roc...The present paper aims to establish a versatile strength theory suitable for elasto-plastic analysis of underground tunnel surrounding rock. In order to analyze the effects of intermediate principal stress and the rock properties on its deformation and failure of rock mass, the generalized nonlinear unified strength theory and elasto-plastic mechanics are used to deduce analytic solution of the radius and stress of tunnel plastic zone and the periphery displacement of tunnel under uniform ground stress field. The results show that: intermediate principal stress coefficient b has significant effect on the plastic range,the magnitude of stress and surrounding rock pressure. Then, the results are compared with the unified strength criterion solution and Mohr–Coulomb criterion solution, and concluded that the generalized nonlinear unified strength criterion is more applicable to elasto-plastic analysis of underground tunnel surrounding rock.展开更多
The stability of the surrounding rocks of large underground powerhouses is always emphasized during the construction process,especially in large-scale underground projects under construction,such as the Baihetan hydro...The stability of the surrounding rocks of large underground powerhouses is always emphasized during the construction process,especially in large-scale underground projects under construction,such as the Baihetan hydropower station in China.According to field investigations,numerical simulations and monitoring data analysis,we present a comparative analysis of the deformation and failure characteristics of the surrounding rocks of underground powerhouses on the left and right banks of the Baihetan hydropower station.The failure characteristics and deformation magnitude of the underground powerhouses on the left and right banks are quite different.Under the disadvantageous condition where the maximum principal stress intersects the axis of the powerhouse at a large angle,the left bank underground powerhouse shows prominent stress-controlled failure characteristics such as spalling,slack collapse and concrete cracking.Although the maximum principal stress is in the favorable condition which intersects the right bank powerhouse at a small angle,the relatively high intermediate principal stress with an angle subvertical to the right bank powerhouse plays an essential role in its deformation and failure,indicating that the influence of high intermediate principal stress cannot be ignored.In addition,structural plane-controlled failure and large deformation are also more evident on the right bank due to the extensive distribution of weak structural planes and complex surrounding rock properties.展开更多
A series of monotonic and rotational shearing tests are carried out on reconstituted clay using a hollow cylinder apparatus under undrained condition. In the rotational shearing tests, the principal stress axes rotate...A series of monotonic and rotational shearing tests are carried out on reconstituted clay using a hollow cylinder apparatus under undrained condition. In the rotational shearing tests, the principal stress axes rotate cyclically with the magnitudes of the principal stresses keeping constant. The anisotropy of the reconstituted clay is analyzed from the monotonic shearing tests. Obvious pore pressure is induced by the principal stress rotation alone even with shear stress q0=5 k Pa. Strain components also accumulate with increasing the number of cycles and increases suddenly at the onset of failure. The deviatoric shear strain of 7.5% can be taken as the failure criterion for clay subjected to the pure cyclic principal stress rotation. The intermediate principal stress parameter b plays a significant role in the development of pore pressure and strain. Specimens are weakened by cyclic rotational shearing as the shear modulus decreases with increasing the number of cycles, and the shear modulus reduces more quickly with larger b. Clear deviation between the directions of the principal plastic strain increment and the principal stress is observed during pure principal stress rotation. Both the coaxial and non-coaxial plastic mechanisms should be taken into consideration to simulate the deformation behavior of clay under pure principal stress rotation. The mechanism of the soil response to the pure principal stress rotation is discussed based on the experimental observations.展开更多
This paper aims to comprehensively analyze the influence of the principal stress angle rotation and intermediate principal stress on loess's strength and deformation characteristics. A hollow cylinder torsional sh...This paper aims to comprehensively analyze the influence of the principal stress angle rotation and intermediate principal stress on loess's strength and deformation characteristics. A hollow cylinder torsional shear apparatus was utilized to conduct tests on remolded samples under both normal and frozen conditions to investigate the mechanical properties and deformation behavior of loess under complex stress conditions. The results indicate significant differences in the internal changes of soil particles, unfrozen water, and relative positions in soil samples under normal and frozen conditions, leading to noticeable variations in strength and strain development.In frozen state, loess experiences primarily compressive failure with a slow growth of cracks, while at normal temperature, it predominantly exhibits shear failure. With the increase in the principal stress angle, the deformation patterns of the soil samples under different conditions become essentially consistent, gradually transitioning from compression to extension, accompanied by a reduction in axial strength. The gradual increase in the principal stress axis angle(α) reduces the strength of the generalized shear stress and shear strain curves.Under an increasing α, frozen soil exhibits strain-hardening characteristics, with the maximum shear strength occurring at α = 45°. The intermediate principal stress coefficient(b) also significantly impacts the strength of frozen soil, with an increasing b resulting in a gradual decrease in generalized shear stress strength. This study provides a reference for comprehensively exploring the mechanical properties of soil under traffic load and a reliable theoretical basis for the design and maintenance of roadbeds.展开更多
On the basis of the sufficient consideration of vectorial characteristics of stress, a new nonlinear constitutive model for cohesionless soil under plane strain and 3-D conditions was presented in a way that the actio...On the basis of the sufficient consideration of vectorial characteristics of stress, a new nonlinear constitutive model for cohesionless soil under plane strain and 3-D conditions was presented in a way that the action effects of stress vector are decomposed into the action effect of mean effective stress and that of the stress ratio vector (ratio of deviatoric stress vector to mean effective stress). The constitutive model can take account of the influence of both numerical and directional changes of stress vector on deformation of soil simultaneously, and is applicable of both static and dynamic loading.展开更多
A unified semi-analytical solution is presented for elastic-plastic stress of a deep circular hydraulic tunnel with support yielding under plane strain conditions.The rock mass is assumed to be elastic-perfectly plast...A unified semi-analytical solution is presented for elastic-plastic stress of a deep circular hydraulic tunnel with support yielding under plane strain conditions.The rock mass is assumed to be elastic-perfectly plastic and governed by the unified strength theory (UST).Different major principal stresses in different engineering situations and different support yielding conditions are both considered.The unified solution obtained in this work is a series of results,rather than one specific solution,hence it is suitable for a wide range of rock masses.In addition,parametric study is conducted to investigate the effect of intermediate principal stress.The result shows the major principal stress should be rationally chosen according to different engineering conditions.Finally,the applicability of the unified solution is discussed according to the critical pressures.展开更多
A series of directional shear tests on remolded frozen soil was carried out at 10°C by using a hollow cylinder apparatus to study failure criterion under a directional shear-stress path.Directional shear tests we...A series of directional shear tests on remolded frozen soil was carried out at 10°C by using a hollow cylinder apparatus to study failure criterion under a directional shear-stress path.Directional shear tests were conducted at five shear rates(10,20,30,40,and 50 kPa/min)and five intermediate principal stress coefficients(b=0,0.25,0.5,0.75,and 1),with the mean principal stress(p=4.5 MPa)kept constant.The results show that the torsional strength and the generalized strength both increase with the increase of the shear rates.According to the failure modes of frozen soil under different shear rates,the specimens present obvious plastic failure and shear band;and the torsional shear component dominates the failure modes of hollow cylindrical specimens.A shear rate of 30 kPa/min is chosen as the loading rate in the directional shear tests of frozen soil.The shape of the failure curve in theπplane is dependent on the directional anglesαof the major prin cipal stress.It is reasonable to use the strain-hardening curves to define the deviatoric stress value atγg=15%(generalized shear strain)as the failure criterion of frozen soil under a directional shear-stress path.展开更多
基金This research was financially supported by the National Natural Science Foundation of China(Nos.51934003,52334004)Yunnan Innovation Team(No.202105AE 160023)+2 种基金Major Science and Technology Special Project of Yunnan Province,China(No.202102AF080001)Yunnan Major Scientific and Technological Projects,China(No.202202AG050014)Key Laboratory of Geohazard Forecast and Geoecological Restoration in Plateau Mountainous Area,MNR,and Yunnan Key Laboratory of Geohazard Forecast and Geoecological Restoration in Plateau Mountainous Area.
文摘Strength theory is the basic theory for calculating and designing the strength of engineering materials in civil,hydraulic,mechanical,aerospace,military,and other engineering disciplines.Therefore,the comprehensive study of the generalized nonlinear strength theory(GNST)of geomaterials has significance for the construction of engineering rock strength.This paper reviews the GNST of geomaterials to demonstrate the research status of nonlinear strength characteristics of geomaterials under complex stress paths.First,it systematically summarizes the research progress of GNST(classical and empirical criteria).Then,the latest research the authors conducted over the past five years on the GNST is introduced,and a generalized three-dimensional(3D)nonlinear Hoek‒Brown(HB)criterion(NGHB criterion)is proposed for practical applications.This criterion can be degenerated into the existing three modified HB criteria and has a better prediction performance.The strength prediction errors for six rocks and two in-situ rock masses are 2.0724%-3.5091%and 1.0144%-3.2321%,respectively.Finally,the development and outlook of the GNST are expounded,and a new topic about the building strength index of rock mass and determining the strength of in-situ engineering rock mass is proposed.The summarization of the GNST provides theoretical traceability and optimization for constructing in-situ engineering rock mass strength.
基金the financial support from the National Natural Science Foundation of China(Nos.52039007 and 52009086)the Sichuan Province Youth Science and Technology Innovation Team(No.2020JDTD0001)。
文摘Precisely understanding the dynamic mechanical properties and failure modes of rocks subjected to true triaxial stress state(σ1>σ2>σ3,whereσ1,σ2,andσ3 are the major principal stress,intermediate principal stress,and minor principal stress,respectively)is essential to the safety of underground engineering.However,in the laboratory,it is difficult to maintain the constant true triaxial stress state of rocks during the dynamic testing process.Herein,a numerical servo triaxial Hopkinson bar(NSTHB)was developed to study the dynamic responses of rocks confronted with a true triaxial stress state,in which lateral stresses can maintain constant.The results indicate that the dynamic strength and elastic modulus of rocks increase with the rise of intermediate principal stressσ2,while the dynamic elastic modulus is independent of the dynamic strain rate.Simulated acoustic emission distributions indicate that the intermediate principal stressσ2 dramatically affects dynamic failure modes of triaxial confined rocks.Asσ2 increases,the failure pattern switches from a single diagonal shear zone into two parallel shear zones with a small slant.Moreover,a recent triaxial Hopkinson bar experimental system using three bar pairs is also numerically established,and the measuring discrepancies are identified between the two numerical bar systems.The proposed NSTHB system provides a controllable tool for studying the dynamic triaxial behavior of rocks.
基金This work was supported by the Scientific Research Project of Anhui Province Universities,China(No.YJS20210388)the National Natural Science Foundation of China(Nos.51974009,52004006,and 52004005)+2 种基金the Major Science and Technology Special Project of Anhui Province,China(No.202203a07020011)the Collaborative Innovation Project of Anhui Province Universities,China(No.GXXT-2021-075)the Huaibei City Science and Technology Major Program(No.Z2020005).
文摘Investigation of unloading rock failure under differentσ_(2)facilitates the control mechanism of excavation surrounding rock.This study focused on single-sided unloading tests of granite specimens under true triaxial conditions.The strength and failure characteristics were studied with micro-camera and acoustic emission(AE)monitoring.Furthermore,the choice of test path and the effect ofσ_(2)on fracture of unloading rock were discussed.Results show that the increasedσ_(2)can strengthen the stability of single-sided unloading rock.After unloading,the rock’s free surface underwent five phases,namely,inoculation,particle ejection,buckling rupture,stable failure,and unstable rockburst phases.Moreover,atσ_(2)≤30 MPa,the b value shows the following variation tendency:rising,dropping,significant fluctuation,and dropping,with dispersed damages signal.Atσ_(2)≥40 MPa,the tendency shows:a rise,a decrease,a slight fluctuation,and final drop,with concentrated damages signal.After unloading,AE energy is mainly concentrated in the micro-energy range.With the increasedσ_(2),the micro-energy ratio rises.In contrast,low,medium and large energy ratios drop gradually.The increased tensile fractures and decreased shear fractures indicate that the failure mode of the unloading rock gradually changes from tensile-shear mode to tensile-split one.The fractional dimension of the rock fragments first increases and then decreases with an inflection point at 20 MPa.The distribution of SIF on the planes changes asσ_(2)increases,resulting in strengthening and then weakening of the rock bearing capacity.
基金Project(2016YFC0801403) supported by the National Key Research and Development Program of ChinaProject(2017RCJJ012) supported by the Scientific Research Foundation of Shandong University of Science and Technology for Recruited Talents,China+1 种基金Project(ZR2018MEE009) supported by the Shandong Provincial Natural Science Foundation,ChinaProject(MDPC2017ZR04) supported by the Open Project Fund for State Key Laboratory of Mining Disaster Prevention and Control Co-founded by Shandong Province and the Ministry of Science and Technology of China
文摘Strainburst is one type of rockburst that generally occurs in deep tunnel.In this study,the strainburst behaviors of marble specimens were investigated under tunnel-excavation-induced stress condition,and two stress paths were designed,a commonly used stress path in true triaxial unloading rockburst tests and a new test path in which the intermediate principal stress was varied.During the tests,a high-speed camera was used to record the strainburst process,and an acoustic emission(AE)monitoring system was used to monitor the AE characteristics of failure.In these two stress paths,all the marble specimens exhibited strainbursts;however,when the intermediate principal stress was varied,the rockburst became more violent.The obtained results indicate that the intermediate principal stress has a significant effect on rockburst behavior of marble.Under a higher intermediate principal stress before the unloading,more elastic strain energy was accumulated in the specimen,and the cumulative AE energy was higher in the rockburst-induced failure,i.e.,more elastic strain energy was released during the failure.Therefore,more violent failure was observed:more rock fragments with a higher mass and larger size were ejected outward.
基金This work was partly financially supported by the major special project of the National Natural Science Foundation of China(No.41941018),for which the authors are grateful.
文摘The significant differences between hard rocks(more brittle)and soft rocks(more ductile)may suggest the use of different failure criteria.A strength criterion for soft rocks that includes intermediate principal stress was proposed.The new criterion includes two independent parameters:the uniaxial compressive strength(σ_(ci)),which can be obtained from common laboratory tests or indirectly estimated by alternative index tests in the laboratory or field;and f(joint),which is used to characterize the rock mass quality and can be easily estimated.The authors compared the predictive capabilities of the new criterion with other criteria using the database of soft rocks under two conditions:with and without triaxial data.For the estimation of triaxial and true-triaxial strengths,the new criterion generally produced a better fit.The proposed criterion is practical for an approximate first estimation of rock mass strength,even without triaxial data,as it balances accuracy(lower prediction error)and simplicity(fewer independent parameters).
基金Project(41202191)supported by the National Natural Science Foundation of ChinaProject(2015JM4146)supported by the Natural Science Foundation of Shaanxi Province,ChinaProject(2015)supported by the Postdoctoral Research Project of Shaanxi Province,China
文摘The overturning stability is vital for the retaining wall design of foundation pits, where the surrounding soils are usually unsaturated due to water draining. Moreover, the intermediate principal stress does affect the unsaturated soil strength; meanwhile, the relationship between the unsaturated soil strength and matric suction is nonlinear. This work is to present closed-form equations of critical embedment depth for a rigid retaining wall against overturning by means of moment equilibrium. Matric suction is considered to be distributed uniformly and linearly with depth. The unified shear strength formulation for unsaturated soils under the plane strain condition is adopted to characterize the intermediate principal stress effect, and strength nonlinearity is described by a hyperbolic model of suction angle. The result obtained is orderly series solutions rather than one specific answer; thus, it has wide theoretical significance and good applicability. The validity of this present work is demonstrated by comparing it with a lower bound solution. The traditional overturning designs for rigid retaining walls, in which the saturated soil mechanics neglecting matric suction or the unsaturated soil mechanics based on the Mohr-Coulomb criterion are employed, are special cases of the proposed result. Parametric studies about the intermediate principal stress, matric suction and its distributions along with two strength nonlinearity methods on a new defined critical buried coefficient are discussed.
文摘Simulations are conducted using five new artificial neural networks developed herein to demonstrate and investigate the behavior of rock material under polyaxial loading. The effects of the intermediate principal stress on the intact rock strength are investigated and compared with laboratory results from the literature. To normalize differences in laboratory testing conditions, the stress state is used as the objective parameter in the artificial neural network model predictions. The variations of major principal stress of rock material with intermediate principal stress, minor principal stress and stress state are investigated. The artificial neural network simulations show that for the rock types examined, none were independent of intermediate principal stress effects. In addition, the results of the artificial neural network models, in general agreement with observations made by others, show （a） a general trend of strength increasing and reaching a peak at some intermediate stress state factor, followed by a decline in strength for most rock types; （b） a post-peak strength behavior dependent on the minor principal stress, with respect to rock type; （c） sensitivity to the stress state, and to the interaction between the stress state and uniaxial compressive strength of the test data by the artificial neural networks models （two-way analysis of variance; 95% confidence interval）. Artificial neural network modeling, a self-learning approach to polyaxial stress simulation, can thus complement the commonly observed difficult task of conducting true triaxial laboratory tests, and/or other methods that attempt to improve two-dimensional （2D） failure criteria by incorporating intermediate principal stress effects.
基金Project(51021004)supported by the Foundation for Innovative Research Groups of the National Natural Science Foundation of China
文摘Based on particle flow theory, the influences of the magnitude and direction of the intermediate principal stress on failure mechanism of hard rock with a pre-existing circular opening were studied by carrying out true triaxial tests on siltstone specimen. It is shown that peak strength of siltstone specimen increases firstly and subsequently decreases with the increase of the intermediate principal stress. And its turning point is related to the minimum principal stress and the direction of the intermediate principal stress. Failure characteristic(brittleness or ductility) of siltstone is determined by the minimum principal stress and the difference between the intermediate and minimum principal stress. The intermediate principal stress has a significant effect on the types and distributions of microcracks. The failure modes of the specimen are determined by the magnitude and direction of the intermediate principal stress, and related to weakening effect of the opening and inhibition effect of confining pressure in essence: when weakening effect of the opening is greater than inhibition effect of confining pressure, the failure surface is parallel to the x axis(such as σ2=σ3=0 MPa); conversely, the failure surface is parallel to the z axis(such as σ2=20 MPa, σ3=0 MPa).
基金Projects(41172276,51279155)supported by the National Natural Science Foundation of ChinaProjects(106-00X101,106-5X1205)supported by the Central Financial Funds for the Development of Characteristic Key Disciplines in Local University,China
文摘A series of numerical simulations of conventional and true triaxial tests for soft rock materials using the three-dimensional finite difference code FLAC3D were presented. A hexahedral element and a strain hardening/softening constitutive model based on the unified strength theory(UST) were used to simulate both the consolidated-undrained(CU) triaxial and the consolidated-drained(CD) true triaxial tests. Based on the results of the true triaxial tests simulation, the effect of the intermediate principal stress on the strength of soft rock was investigated. Finally, an example of an axial compression test for a hard rock pillar with a soft rock interlayer was analyzed using the two-dimensional finite difference code FLAC. The CD true triaxial test simulations for diatomaceous soft rock suggest the peak and residual strengths increase by 30% when the effect of the intermediate principal stress is taken into account. The axial compression for a rock pillar indicated the peak and residual strengths increase six-fold when the soft rock interlayer approached the vertical and the effect of the intermediate principal stress is taken into account.
文摘The present paper aims to establish a versatile strength theory suitable for elasto-plastic analysis of underground tunnel surrounding rock. In order to analyze the effects of intermediate principal stress and the rock properties on its deformation and failure of rock mass, the generalized nonlinear unified strength theory and elasto-plastic mechanics are used to deduce analytic solution of the radius and stress of tunnel plastic zone and the periphery displacement of tunnel under uniform ground stress field. The results show that: intermediate principal stress coefficient b has significant effect on the plastic range,the magnitude of stress and surrounding rock pressure. Then, the results are compared with the unified strength criterion solution and Mohr–Coulomb criterion solution, and concluded that the generalized nonlinear unified strength criterion is more applicable to elasto-plastic analysis of underground tunnel surrounding rock.
基金the support of the National Natural Science Foundation of China (Grant No. 11902210)the Graduate Student’s Research Innovation Foundation of Sichuan University (Grant No. 2018YJSY076)
文摘The stability of the surrounding rocks of large underground powerhouses is always emphasized during the construction process,especially in large-scale underground projects under construction,such as the Baihetan hydropower station in China.According to field investigations,numerical simulations and monitoring data analysis,we present a comparative analysis of the deformation and failure characteristics of the surrounding rocks of underground powerhouses on the left and right banks of the Baihetan hydropower station.The failure characteristics and deformation magnitude of the underground powerhouses on the left and right banks are quite different.Under the disadvantageous condition where the maximum principal stress intersects the axis of the powerhouse at a large angle,the left bank underground powerhouse shows prominent stress-controlled failure characteristics such as spalling,slack collapse and concrete cracking.Although the maximum principal stress is in the favorable condition which intersects the right bank powerhouse at a small angle,the relatively high intermediate principal stress with an angle subvertical to the right bank powerhouse plays an essential role in its deformation and failure,indicating that the influence of high intermediate principal stress cannot be ignored.In addition,structural plane-controlled failure and large deformation are also more evident on the right bank due to the extensive distribution of weak structural planes and complex surrounding rock properties.
基金Projects(51338009,51178422)supported by the National Natural Science Foundation of China
文摘A series of monotonic and rotational shearing tests are carried out on reconstituted clay using a hollow cylinder apparatus under undrained condition. In the rotational shearing tests, the principal stress axes rotate cyclically with the magnitudes of the principal stresses keeping constant. The anisotropy of the reconstituted clay is analyzed from the monotonic shearing tests. Obvious pore pressure is induced by the principal stress rotation alone even with shear stress q0=5 k Pa. Strain components also accumulate with increasing the number of cycles and increases suddenly at the onset of failure. The deviatoric shear strain of 7.5% can be taken as the failure criterion for clay subjected to the pure cyclic principal stress rotation. The intermediate principal stress parameter b plays a significant role in the development of pore pressure and strain. Specimens are weakened by cyclic rotational shearing as the shear modulus decreases with increasing the number of cycles, and the shear modulus reduces more quickly with larger b. Clear deviation between the directions of the principal plastic strain increment and the principal stress is observed during pure principal stress rotation. Both the coaxial and non-coaxial plastic mechanisms should be taken into consideration to simulate the deformation behavior of clay under pure principal stress rotation. The mechanism of the soil response to the pure principal stress rotation is discussed based on the experimental observations.
基金This work was supported by the National Natural Science Foundation of China(Nos.42161026&41801046)the Natural Science Foundation of Qinghai Province(No.2023-ZJ-934M)the Youth Research Foundation of Qinghai University(No.2022-QGY-5).
文摘This paper aims to comprehensively analyze the influence of the principal stress angle rotation and intermediate principal stress on loess's strength and deformation characteristics. A hollow cylinder torsional shear apparatus was utilized to conduct tests on remolded samples under both normal and frozen conditions to investigate the mechanical properties and deformation behavior of loess under complex stress conditions. The results indicate significant differences in the internal changes of soil particles, unfrozen water, and relative positions in soil samples under normal and frozen conditions, leading to noticeable variations in strength and strain development.In frozen state, loess experiences primarily compressive failure with a slow growth of cracks, while at normal temperature, it predominantly exhibits shear failure. With the increase in the principal stress angle, the deformation patterns of the soil samples under different conditions become essentially consistent, gradually transitioning from compression to extension, accompanied by a reduction in axial strength. The gradual increase in the principal stress axis angle(α) reduces the strength of the generalized shear stress and shear strain curves.Under an increasing α, frozen soil exhibits strain-hardening characteristics, with the maximum shear strength occurring at α = 45°. The intermediate principal stress coefficient(b) also significantly impacts the strength of frozen soil, with an increasing b resulting in a gradual decrease in generalized shear stress strength. This study provides a reference for comprehensively exploring the mechanical properties of soil under traffic load and a reliable theoretical basis for the design and maintenance of roadbeds.
文摘On the basis of the sufficient consideration of vectorial characteristics of stress, a new nonlinear constitutive model for cohesionless soil under plane strain and 3-D conditions was presented in a way that the action effects of stress vector are decomposed into the action effect of mean effective stress and that of the stress ratio vector (ratio of deviatoric stress vector to mean effective stress). The constitutive model can take account of the influence of both numerical and directional changes of stress vector on deformation of soil simultaneously, and is applicable of both static and dynamic loading.
基金Project(50969007)supported by National Natural Science Foundation of ChinaProject(GJJ13753)supported by the Scientific and Technological Research Fund,Department of Education,Jiangxi Province,China
文摘A unified semi-analytical solution is presented for elastic-plastic stress of a deep circular hydraulic tunnel with support yielding under plane strain conditions.The rock mass is assumed to be elastic-perfectly plastic and governed by the unified strength theory (UST).Different major principal stresses in different engineering situations and different support yielding conditions are both considered.The unified solution obtained in this work is a series of results,rather than one specific solution,hence it is suitable for a wide range of rock masses.In addition,parametric study is conducted to investigate the effect of intermediate principal stress.The result shows the major principal stress should be rationally chosen according to different engineering conditions.Finally,the applicability of the unified solution is discussed according to the critical pressures.
基金supported by the National Natural Science Foundation of China(Nos.U1703244 and 41672310)the National Natural Science Foundation of China(No.41801038)+6 种基金the State Key Laboratory for Geo Mechanics and Deep Underground Engineering,the China University of Mining and Technology(SKLGDUEK1904)the Strategic Priority Research Program of the Chinese Academy of Sciences(Grant No.XDA2003020102)the Major Program of Bureau of International Cooperation,the Chinese Academy of Sciences(131B62KYSB20170012)the National Key Research and Development Program(2017YFC0405101)the Research Project of the State Key Laboratory of Frozen Soils Engineering(Grant No.SKLFSE-ZY-16)the Science and Technology Major Project of Gansu Province(143GKDA007)the Science and Technology Planning Project of Gansu Province(No.18JR3RA376)
文摘A series of directional shear tests on remolded frozen soil was carried out at 10°C by using a hollow cylinder apparatus to study failure criterion under a directional shear-stress path.Directional shear tests were conducted at five shear rates(10,20,30,40,and 50 kPa/min)and five intermediate principal stress coefficients(b=0,0.25,0.5,0.75,and 1),with the mean principal stress(p=4.5 MPa)kept constant.The results show that the torsional strength and the generalized strength both increase with the increase of the shear rates.According to the failure modes of frozen soil under different shear rates,the specimens present obvious plastic failure and shear band;and the torsional shear component dominates the failure modes of hollow cylindrical specimens.A shear rate of 30 kPa/min is chosen as the loading rate in the directional shear tests of frozen soil.The shape of the failure curve in theπplane is dependent on the directional anglesαof the major prin cipal stress.It is reasonable to use the strain-hardening curves to define the deviatoric stress value atγg=15%(generalized shear strain)as the failure criterion of frozen soil under a directional shear-stress path.
